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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.6M +$3.37M +210,619 +31%
UBS Group
2
UBS Group
Switzerland
$11.6M +$605K +37,806 +5%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.1M +$660K +41,295 +6%
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$10.5M +$694K +43,374 +7%
GC
5
Guggenheim Capital
Illinois
$10.5M -$67.2K -4,204 -0.6%
Wells Fargo
6
Wells Fargo
California
$8.13M +$336K +21,021 +4%
Invesco
7
Invesco
Georgia
$6.92M -$1.2M -75,264 -14%
Bank of America
8
Bank of America
North Carolina
$5.85M +$2.04M +127,263 +50%
AAM
9
Advisors Asset Management
Colorado
$5.65M +$437K +27,316 +8%
SFS
10
Shaker Financial Services
Virginia
$4.32M -$3.25M -203,176 -42%
RJA
11
Raymond James & Associates
Florida
$3.23M -$504K -31,540 -13%
Stifel Financial
12
Stifel Financial
Missouri
$2.68M -$1.71M -106,955 -38%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.18M +$132K +8,266 +6%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.83M +$451K +28,212 +31%
Ameriprise
15
Ameriprise
Minnesota
$1.81M +$301K +18,805 +19%
1CP
16
1607 Capital Partners
Virginia
$1.8M -$2.1M -131,335 -53%
SCM
17
Schnieders Capital Management
California
$1.76M +$14.4K +900 +0.8%
PAG
18
Private Advisor Group
New Jersey
$1.55M +$160K +9,984 +11%
DADC
19
D.A. Davidson & Co
Montana
$1.51M +$189K +11,822 +14%
IWC
20
Integrated Wealth Concepts
Massachusetts
$1.45M +$1.52M +94,942 New
LPL Financial
21
LPL Financial
California
$1.39M +$227K +14,205 +19%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$1.37M +$20.9K +1,306 +1%
PAS
23
Park Avenue Securities
New York
$1.29M -$7.9K -494 -0.6%
FAM
24
Formidable Asset Management
Ohio
$1.25M -$4.56K -285 -0.3%
SDAM
25
Shulman DeMeo Asset Management
New York
$956K -$8.06K -504 -0.8%
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