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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.4M +$3.77M +248,939 +15%
Bank of America
2
Bank of America
North Carolina
$18.5M +$1.11M +73,424 +6%
Wells Fargo
3
Wells Fargo
California
$11.4M +$528K +34,811 +5%
Raymond James Financial
4
Raymond James Financial
Florida
$11.2M +$11.3M +745,243 New
UBS Group
5
UBS Group
Switzerland
$11.1M -$485K -32,028 -4%
GC
6
Guggenheim Capital
Illinois
$9.54M +$467K +30,804 +5%
CA
7
Cornerstone Advisors
North Carolina
$8.92M -$3.33M -219,426 -27%
Invesco
8
Invesco
Georgia
$8.73M -$262K -17,270 -3%
AA
9
AQR Arbitrage
Connecticut
$6.55M -$723K -47,719 -10%
CIA
10
Capital Investment Advisors
Georgia
$5.76M +$5.46M +360,282 +1,604%
SCM
11
Saba Capital Management
New York
$4.38M -$9.09K -600 -0.2%
1CP
12
1607 Capital Partners
Virginia
$4.36M -$1.83M -120,691 -29%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$4.21M +$169K +11,148 +4%
AAM
14
Advisors Asset Management
Colorado
$3.48M -$148K -9,750 -4%
WAM
15
Wolverine Asset Management
Illinois
$2.34M -$2.12M -140,178 -47%
IAA
16
Independent Advisor Alliance
North Carolina
$2.06M +$2.07M +136,817 New
LPL Financial
17
LPL Financial
California
$1.89M -$6.88K -454 -0.4%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.79M -$22.3K -1,472 -1%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.77M -$78.3K -5,168 -4%
SFS
20
Shaker Financial Services
Virginia
$1.45M -$1.75M -115,504 -54%
PAS
21
Park Avenue Securities
New York
$1.38M +$68.1K +4,493 +5%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$1.33M -$17.4K -1,150 -1%
PAG
23
Private Advisor Group
New Jersey
$1.29M -$51.6K -3,405 -4%
Ameriprise
24
Ameriprise
Minnesota
$1.17M +$311K +20,537 +36%
Osaic Holdings
25
Osaic Holdings
Arizona
$1.15M +$496K +32,753 +75%
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