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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$17.9M +$1.43M +81,414 +9%
Morgan Stanley
2
Morgan Stanley
New York
$12.7M +$277K +15,750 +2%
Wells Fargo
3
Wells Fargo
California
$11.8M +$840K +47,716 +8%
AAM
4
Advisors Asset Management
Colorado
$9.08M +$555K +31,496 +7%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$8.69M +$253K +14,346 +3%
Invesco
6
Invesco
Georgia
$7.93M -$633K -35,976 -8%
Bank of America
7
Bank of America
North Carolina
$6.53M +$283K +16,048 +5%
OA
8
Oxbow Advisors
Texas
$6.41M -$177K -10,080 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.13M +$744K +42,246 +17%
RJA
10
Raymond James & Associates
Florida
$3.83M -$1.23M -69,875 -25%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.82M +$2.73K +155 +0.2%
LPL Financial
12
LPL Financial
California
$1.81M +$462K +26,220 +35%
PAG
13
Private Advisor Group
New Jersey
$1.8M -$171K -9,739 -9%
ACP
14
Aviance Capital Partners
Florida
$1.53M -$82.4K -4,681 -5%
SDAM
15
Shulman DeMeo Asset Management
New York
$1.47M -$37.5K -2,127 -3%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1.46M -$381K -21,643 -21%
SCM
17
Schnieders Capital Management
California
$1.4M +$126K +7,150 +10%
DADC
18
D.A. Davidson & Co
Montana
$1.29M +$59.9K +3,400 +5%
GC
19
Guggenheim Capital
Illinois
$1.01M -$15.2K -861 -2%
Ameriprise
20
Ameriprise
Minnesota
$946K +$228K +12,972 +33%
9WM
21
9258 Wealth Management
Ohio
$878K -$6.88K -391 -0.8%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$877K +$6.11K +347 +0.7%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$792K +$18.1K +1,029 +2%
IFWM
24
Institute for Wealth Management
Colorado
$779K -$70 -4 -0%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$734K +$718K +40,784 New
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