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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.9M +$1.79M +116,643 +15%
UBS Group
2
UBS Group
Switzerland
$10.7M -$460K -29,913 -4%
RCM
3
Rivernorth Capital Management
Florida
$10.2M +$2.98M +193,712 +45%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$10.1M +$230K +14,947 +2%
Wells Fargo
5
Wells Fargo
California
$8.14M +$677K +44,051 +10%
Invesco
6
Invesco
Georgia
$7.99M +$119K +7,740 +2%
OA
7
Oxbow Advisors
Texas
$6.46M -$74.8K -4,870 -1%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$6.38M +$524K +34,134 +10%
GC
9
Guggenheim Capital
Illinois
$5.84M +$699K +45,494 +14%
Bank of America
10
Bank of America
North Carolina
$5.59M +$1.65M +107,646 +46%
1CP
11
1607 Capital Partners
Virginia
$5.53M +$109K +7,126 +2%
ICM
12
Ionic Capital Management
New York
$4.82M +$1.09M +70,900 +31%
Stifel Financial
13
Stifel Financial
Missouri
$4.58M +$82.3K +5,359 +2%
SFS
14
Shaker Financial Services
Virginia
$4.43M -$45.2K -2,943 -1%
AAM
15
Advisors Asset Management
Colorado
$3.87M -$106K -6,909 -3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.45M +$52.2K +3,395 +2%
RJA
17
Raymond James & Associates
Florida
$2.44M -$279K -18,172 -11%
SCM
18
Schnieders Capital Management
California
$1.54M +$101K +6,550 +7%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.53M -$23.6K -1,539 -2%
FAM
20
Formidable Asset Management
Ohio
$1.5M -$19.6K -1,277 -1%
CA
21
Cornerstone Advisors
North Carolina
$1.46M +$1.38M +89,757 New
PAG
22
Private Advisor Group
New Jersey
$1.37M -$41K -2,670 -3%
Ameriprise
23
Ameriprise
Minnesota
$1.25M +$335K +21,807 +39%
ACP
24
Aviance Capital Partners
Florida
$1.15M -$108K -7,041 -9%
SDAM
25
Shulman DeMeo Asset Management
New York
$1.1M -$94.6K -6,155 -8%
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