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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.9M +$118K +7,034 +1%
GC
2
Guggenheim Capital
Illinois
$11.5M +$320K +19,105 +3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.4M -$143K -8,512 -1%
Morgan Stanley
4
Morgan Stanley
New York
$11.3M -$409K -24,379 -3%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$10.7M +$394K +23,535 +4%
Invesco
6
Invesco
Georgia
$8.78M -$508K -30,326 -5%
Wells Fargo
7
Wells Fargo
California
$8.49M +$942K +56,228 +12%
SFS
8
Shaker Financial Services
Virginia
$8.07M +$1.15M +68,365 +16%
AAM
9
Advisors Asset Management
Colorado
$5.69M +$93.5K +5,579 +2%
Stifel Financial
10
Stifel Financial
Missouri
$4.69M -$264K -15,743 -5%
Bank of America
11
Bank of America
North Carolina
$4.25M +$215K +12,806 +5%
1CP
12
1607 Capital Partners
Virginia
$4.14M -$460K -27,477 -10%
RJA
13
Raymond James & Associates
Florida
$4.03M -$271K -16,168 -6%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.23M +$186K +11,109 +9%
SCM
15
Schnieders Capital Management
California
$1.9M +$90.5K +5,400 +5%
Ameriprise
16
Ameriprise
Minnesota
$1.66M +$138K +8,220 +9%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.55M +$5.93K +354 +0.4%
PAG
18
Private Advisor Group
New Jersey
$1.52M +$47.4K +2,830 +3%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.46M +$86.1K +5,138 +6%
DADC
20
D.A. Davidson & Co
Montana
$1.45M +$79.8K +4,762 +6%
PAS
21
Park Avenue Securities
New York
$1.41M +$99.7K +5,947 +8%
FAM
22
Formidable Asset Management
Ohio
$1.37M +$1.38M +82,249 New
LPL Financial
23
LPL Financial
California
$1.27M +$3.97K +237 +0.3%
SDAM
24
Shulman DeMeo Asset Management
New York
$1.05M -$12.3K -731 -1%
AWS
25
Atria Wealth Solutions
New York
$991K +$983K +58,632 New
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