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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.3M +$3.36M +234,062 +17%
Bank of America
2
Bank of America
North Carolina
$17.2M +$442K +30,858 +3%
CA
3
Cornerstone Advisors
North Carolina
$12.1M +$1.61M +112,100 +16%
UBS Group
4
UBS Group
Switzerland
$11.4M -$370K -25,793 -3%
Wells Fargo
5
Wells Fargo
California
$10.7M -$2.86M -199,608 -22%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$9.79M -$77.3K -5,394 -0.8%
GC
7
Guggenheim Capital
Illinois
$8.95M +$25K +1,742 +0.3%
Invesco
8
Invesco
Georgia
$8.86M +$280K +19,525 +3%
AA
9
AQR Arbitrage
Connecticut
$7.13M +$257K +17,909 +4%
1CP
10
1607 Capital Partners
Virginia
$6.1M -$1.89M -131,791 -24%
WAM
11
Wolverine Asset Management
Illinois
$4.39M -$25.9K -1,804 -0.6%
SCM
12
Saba Capital Management
New York
$4.33M +$2.77M +193,186 +196%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$3.98M +$213K +14,855 +6%
AAM
14
Advisors Asset Management
Colorado
$3.57M -$1.21M -84,467 -26%
SFS
15
Shaker Financial Services
Virginia
$3.21M -$91.1K -6,356 -3%
LPL Financial
16
LPL Financial
California
$1.87M -$163K -11,397 -8%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.83M -$128K -8,897 -7%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.79M +$151K +10,534 +10%
LCM
19
Landscape Capital Management
New Jersey
$1.6M +$76.8K +5,359 +5%
ICM
20
Ionic Capital Management
New York
$1.55M -$247K -17,228 -14%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.33M -$12.8K -893 -1%
RJA
22
Raymond James & Associates
Florida
$1.32M -$30K -2,090 -2%
PAG
23
Private Advisor Group
New Jersey
$1.32M -$134K -9,367 -10%
PAS
24
Park Avenue Securities
New York
$1.3M -$36.3K -2,534 -3%
IWC
25
Integrated Wealth Concepts
Massachusetts
$1.13M +$19.5K +1,360 +2%
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