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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.6M +$378K +26,974 +2%
Bank of America
2
Bank of America
North Carolina
$15.8M +$1M +71,605 +7%
Wells Fargo
3
Wells Fargo
California
$12.9M +$144K +10,266 +1%
UBS Group
4
UBS Group
Switzerland
$11.1M +$131K +9,325 +1%
CA
5
Cornerstone Advisors
North Carolina
$9.8M – – –
RJFSA
6
Raymond James Financial Services Advisors
Florida
$9.31M -$627K -44,706 -6%
GC
7
Guggenheim Capital
Illinois
$8.42M +$729K +51,955 +9%
Invesco
8
Invesco
Georgia
$8.09M +$186K +13,263 +2%
1CP
9
1607 Capital Partners
Virginia
$7.6M -$997K -71,110 -12%
AA
10
AQR Arbitrage
Connecticut
$6.5M +$856K +60,995 +15%
AAM
11
Advisors Asset Management
Colorado
$4.56M -$87.9K -6,264 -2%
WAM
12
Wolverine Asset Management
Illinois
$4.17M +$969K +69,092 +30%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$3.55M +$238K +16,941 +7%
SFS
14
Shaker Financial Services
Virginia
$3.12M +$381K +27,140 +14%
LPL Financial
15
LPL Financial
California
$1.93M +$403K +28,746 +26%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.85M -$141K -10,060 -7%
ICM
17
Ionic Capital Management
New York
$1.7M – – –
MML Investors Services
18
MML Investors Services
Massachusetts
$1.54M +$62.4K +4,449 +4%
LCM
19
Landscape Capital Management
New Jersey
$1.43M -$251K -17,893 -15%
SCM
20
Saba Capital Management
New York
$1.38M +$1.38M +98,516 New
PAG
21
Private Advisor Group
New Jersey
$1.38M -$73.8K -5,258 -5%
RJA
22
Raymond James & Associates
Florida
$1.27M -$59.8K -4,264 -4%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.26M +$7.69K +548 +0.6%
PAS
24
Park Avenue Securities
New York
$1.26M +$7.87K +561 +0.6%
IWC
25
Integrated Wealth Concepts
Massachusetts
$1.05M -$80.3K -5,725 -7%
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