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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.1M -$816K -56,327 -6%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$11.3M +$202K +13,912 +2%
UBS Group
3
UBS Group
Switzerland
$11.3M +$330K +22,752 +3%
Bank of America
4
Bank of America
North Carolina
$10M +$3.36M +231,967 +49%
Wells Fargo
5
Wells Fargo
California
$8.94M -$446K -30,794 -5%
Invesco
6
Invesco
Georgia
$8.01M +$1.22M +83,910 +17%
GC
7
Guggenheim Capital
Illinois
$7.77M +$126K +8,689 +2%
SFS
8
Shaker Financial Services
Virginia
$6.17M +$2.42M +167,133 +64%
AAM
9
Advisors Asset Management
Colorado
$5.48M +$86.7K +5,986 +2%
WAM
10
Wolverine Asset Management
Illinois
$3.33M +$2.05M +141,789 +151%
CA
11
Cornerstone Advisors
North Carolina
$2.75M +$2.82M +194,870 New
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$2.64M +$2.71M +187,047 New
Stifel Financial
13
Stifel Financial
Missouri
$2.52M -$22.4K -1,548 -0.9%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.39M +$235K +16,237 +11%
RJA
15
Raymond James & Associates
Florida
$2.24M -$187K -12,935 -8%
Ameriprise
16
Ameriprise
Minnesota
$2.21M -$286K -19,722 -11%
LPL Financial
17
LPL Financial
California
$2.16M +$34.3K +2,368 +2%
MML Investors Services
18
MML Investors Services
Massachusetts
$2.02M -$5.69M -392,765 -73%
SCM
19
Schnieders Capital Management
California
$1.81M +$37.7K +2,600 +2%
DADC
20
D.A. Davidson & Co
Montana
$1.68M +$105K +7,271 +7%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.66M +$79.9K +5,513 +5%
PAG
22
Private Advisor Group
New Jersey
$1.55M +$29.2K +2,014 +2%
IWC
23
Integrated Wealth Concepts
Massachusetts
$1.37M -$61.6K -4,252 -4%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.25M +$1.1M +75,860 +582%
PAS
25
Park Avenue Securities
New York
$1.14M +$1.17M +80,979 New
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