SG Americas Securities
DIAX

SG Americas Securities’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

SG Americas Securities’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-39,431
Closed -$566K – 2991
2015
Q4 		$566K Buy
+39,431
New +$562K ﹤0.01% 1517

Other funds holding DIAX

PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SG Americas Securities's DIAX Position: Q1 2016 in Review

SG Americas Securities sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2016, closing a stake of 39,431 shares — an estimated $566K sold.

SG Americas Securities first reported a position in DIAX in Q4 2015 and held it in 1 quarter. The position peaked at $566K in Q4 2015. 54 funds tracked by Wall St. Rank hold DIAX as of Q1 2016.

  • SG Americas Securities reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2016 after selling out during the quarter.
  • SG Americas Securities sold 39,431 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2016, an estimated $566K.
  • SG Americas Securities first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2015 and held it in 1 quarter.
  • SG Americas Securities's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $566K in Q4 2015.
  • 54 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2016.

Based on SG Americas Securities's 13F filing for Q1 2016, filed 12 May 2016.