Stratos Wealth Partners’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Stratos Wealth Partners’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-44,735	Closed	-$790K	–	942
2019 Q4	$790K	Buy	44,735 +18,000	+67%	+$320K	0.03%	458
2019 Q3	$476K	Sell	26,735 -2,200	-8%	-$38.8K	0.02%	581
2019 Q2	$510K	Buy	28,935 +170	+0.6%	+$3K	0.02%	549
2019 Q1	$518K	Buy	28,765 +4,750	+20%	+$83.6K	0.02%	539
2018 Q4	$387K	Buy	24,015 +1,475	+7%	+$26.3K	0.02%	585
2018 Q3	$446K	Buy	22,540 +3,700	+20%	+$70.9K	0.02%	579
2018 Q2	$348K	Hold	18,840	–	–	0.02%	687
2018 Q1	$335K	Hold	18,840	–	–	0.01%	682
2017 Q4	$355K	Sell	18,840 -885	-4%	-$15.8K	0.02%	650
2017 Q3	$335K	Buy	+19,725	New	+$329K	0.02%	645

Other funds holding DIAX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stratos Wealth Partners's DIAX Position: Q1 2020 in Review

Stratos Wealth Partners sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2020, closing a stake of 44,735 shares — an estimated $790K sold.

Stratos Wealth Partners first reported a position in DIAX in Q3 2017 and held it in 10 quarters. The position peaked at $790K in Q4 2019. 84 funds tracked by Wall St. Rank hold DIAX as of Q1 2020.

Stratos Wealth Partners reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2020 after selling out during the quarter.
Stratos Wealth Partners sold 44,735 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2020, an estimated $790K.
Stratos Wealth Partners first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2017 and held it in 10 quarters.
Stratos Wealth Partners's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $790K in Q4 2019.
84 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2020.

Based on Stratos Wealth Partners's 13F filing for Q1 2020, filed 4 May 2020.