Level Four Advisory Services’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Level Four Advisory Services’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-8,304	Closed	-$780K	–	503
2019 Q4	$780K	Buy	+8,304	New	+$148K	0.03%	312

Other funds holding DIAX

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Level Four Advisory Services's DIAX Position: Q1 2020 in Review

Level Four Advisory Services sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2020, closing a stake of 8,304 shares — an estimated $780K sold.

Level Four Advisory Services first reported a position in DIAX in Q4 2019 and held it in 1 quarter. The position peaked at $780K in Q4 2019. 84 funds tracked by Wall St. Rank hold DIAX as of Q1 2020.

Level Four Advisory Services reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2020 after selling out during the quarter.
Level Four Advisory Services sold 8,304 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2020, an estimated $780K.
Level Four Advisory Services first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2019 and held it in 1 quarter.
Level Four Advisory Services's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $780K in Q4 2019.
84 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2020.

Based on Level Four Advisory Services's 13F filing for Q1 2020, filed 13 May 2020.