Rockefeller Capital Management’s BlackRock ETF Trust II iShares AAA CLO Active ETF CLOA Stock Holding History

Rockefeller Capital Management’s Portfolio CLOA Stock Details CLOA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$232K	Sell	4,477 -634	-12%	-$32.9K	﹤0.01%	2569
2026 Q2	$265K	Buy	+5,111	New	+$265K	﹤0.01%	2447
2026 Q1	–	Sell	-531	Closed	-$27.5K	–	4725
2025 Q4	$27.5K	Buy	+531	New	+$27.5K	﹤0.01%	3357

Other funds holding CLOA

BlackRock New York $6.79T AUM 37.06% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Advocacy Wealth Management Services Atlanta, Georgia $2.78B AUM 12.84% 1-Year Est. Return

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

Inspirion Wealth Advisors Libertyville, Illinois $880M AUM 10.53% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

Pallas Capital Advisors Braintree, Massachusetts $3.39B AUM 38.13% 1-Year Est. Return

JP Morgan Chase New York $1.84T AUM 33.86% 1-Year Est. Return

CenturyLink Investment Management Denver, Colorado $126M AUM 0.66% 1-Year Est. Return

Aptus Capital Advisors Fairhope, Alabama $15.9B AUM 16.28% 1-Year Est. Return

Rockefeller Capital Management's CLOA Position: Q3 2026 in Review

Rockefeller Capital Management reduced its BlackRock ETF Trust II iShares AAA CLO Active ETF (CLOA) stake by 12% in Q3 2026, selling an estimated $32.9K and leaving 4,477 shares worth $232K. The position accounts for ﹤0.01% of the portfolio, ranked #2569.

Rockefeller Capital Management first reported a position in CLOA in Q4 2025 and has held it in 3 quarters since. The position peaked at $265K in Q2 2026. 228 funds tracked by Wall St. Rank hold CLOA as of Q3 2026.

Rockefeller Capital Management held 4,477 shares of BlackRock ETF Trust II iShares AAA CLO Active ETF worth $232K as of Q3 2026.
Rockefeller Capital Management sold 634 BlackRock ETF Trust II iShares AAA CLO Active ETF shares in Q3 2026, an estimated $32.9K.
BlackRock ETF Trust II iShares AAA CLO Active ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q3 2026, its #2569 holding.
Rockefeller Capital Management first reported a position in BlackRock ETF Trust II iShares AAA CLO Active ETF in Q4 2025 and has held it in 3 quarters since.
Rockefeller Capital Management's BlackRock ETF Trust II iShares AAA CLO Active ETF position peaked at $265K in Q2 2026.
228 funds tracked by Wall St. Rank held BlackRock ETF Trust II iShares AAA CLO Active ETF as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.