Rockefeller Capital Management
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Rockefeller Capital Management’s Prospect Capital PSEC Stock Holding History

Rockefeller Capital Management’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$2.45K Buy
+939
New +$2.57K ﹤0.01% 4376
2025
Q4 		– Sell
-2,038
Closed -$5.61K – 4810
2025
Q3 		$5.61K Buy
+2,038
New +$6.09K ﹤0.01% 3840
2025
Q1 		– Sell
-49,358
Closed -$213K – 1721
2024
Q4 		$213K Sell
49,358
-378,831
-88% -$1.82M ﹤0.01% 1644
2024
Q3 		$2.29M Buy
428,189
+223
+0.1% +$1.18K 0.01% 951
2024
Q2 		$2.37M Buy
+427,966
New +$2.35M 0.01% 913
2023
Q1 		– Sell
-6,700
Closed -$46K – 3421
2022
Q4 		$46K Hold
6,700
– – ﹤0.01% 2430
2022
Q3 		$41K Sell
6,700
-100
-1% -$747 ﹤0.01% 2457
2022
Q2 		$47K Hold
6,800
– – ﹤0.01% 2325
2022
Q1 		$56K Buy
6,800
+6,700
+6,700% +$55.8K ﹤0.01% 2254
2021
Q4 		$0 Hold
100
– – ﹤0.01% 3952
2021
Q3 		$0 Hold
100
– – ﹤0.01% 3811
2021
Q2 		$0 Hold
100
– – ﹤0.01% 3567
2021
Q1 		$0 Hold
100
– – ﹤0.01% 3364
2020
Q4 		$0 Buy
+100
New +$527 ﹤0.01% 2980

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VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Marshall Wace
Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return
GJL
Gendell Jeffrey L $7.34B AUM 183.72% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Rockefeller Capital Management's PSEC Position: Q1 2026 in Review

Rockefeller Capital Management opened a new position in Prospect Capital (PSEC) in Q1 2026: 939 shares worth $2.45K. The stake represents ﹤0.01% of the portfolio and ranks #4376 among its holdings. This is a return to the name: Rockefeller Capital Management previously reported a position in PSEC as recently as Q3 2025.

Rockefeller Capital Management first reported a position in PSEC in Q4 2020 and has held it in 14 quarters since. The position peaked at $2.37M in Q2 2024. 218 funds tracked by Wall St. Rank hold PSEC as of Q1 2026.

  • Rockefeller Capital Management held 939 shares of Prospect Capital worth $2.45K as of Q1 2026.
  • Prospect Capital was a new Rockefeller Capital Management position in Q1 2026.
  • Prospect Capital made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #4376 holding.
  • Rockefeller Capital Management first reported a position in Prospect Capital in Q4 2020 and has held it in 14 quarters since.
  • Rockefeller Capital Management's Prospect Capital position peaked at $2.37M in Q2 2024.
  • 218 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.