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Prospect Capital

202 hedge funds and large institutions have $317M invested in Prospect Capital in 2021 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 67 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

27% more call options, than puts

Call options by funds: $7.01M | Put options by funds: $5.54M

18% more capital invested

Capital invested by funds: $267M → $317M (+$49.3M)

12% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 60

5% more funds holding

Funds holding: 192202 (+10)

0.7% more ownership

Funds ownership: 9.04%9.74% (+0.7%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
202
Holders Change
+10
Holders Change %
+5.21%
% of All Funds
3.52%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
37
Increased
67
Reduced
60
Closed
26
Calls
$7.01M
Puts
$5.54M
Net Calls
+$1.47M
Net Calls Change
+$165K
Name Holding Trade Value Shares
Change
Change in
Stake
LSV Asset Management
1
LSV Asset Management
Illinois
$49.9M -$3.82M -457,478 -7%
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$30.7M +$27M +3,232,510 +763%
VanEck Associates
3
VanEck Associates
New York
$21.8M +$658K +78,724 +3%
Legal & General Group
4
Legal & General Group
United Kingdom
$20.7M -$1.74M -208,521 -8%
Invesco
5
Invesco
Georgia
$16.8M -$168K -20,081 -1%
BlackRock
6
BlackRock
New York
$15.1M +$1.41M +169,125 +10%
Morgan Stanley
7
Morgan Stanley
New York
$11M -$28.6K -3,425 -0.3%
Sumitomo Mitsui Trust Group
8
Sumitomo Mitsui Trust Group
Japan
$9.01M -$1.22M -145,809 -12%
MC
9
Muzinich & Co
New York
$9M -$1.22M -145,809 -12%
UBS Group
10
UBS Group
Switzerland
$7.59M +$749K +89,593 +11%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$7.34M +$74.2K +8,875 +1%
D.E. Shaw & Co
12
D.E. Shaw & Co
New York
$6.77M +$6.74M +806,438 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$5.98M -$4.34M -519,366 -42%
MCM
14
McKinley Capital Management
Alaska
$4.43M -$105K -12,538 -2%
LPL Financial
15
LPL Financial
California
$4.33M -$234K -28,022 -5%
Osaic Holdings
16
Osaic Holdings
Arizona
$4.26M -$744K -88,962 -15%
US Bancorp
17
US Bancorp
Minnesota
$3.57M +$6.77K +810 +0.2%
SCF
18
Sante Capital Fund
Texas
$3.39M +$3.37M +403,565 New
AAM
19
Advisors Asset Management
Colorado
$3.25M +$643K +76,873 +25%
JMPWA
20
JP Morgan Private Wealth Advisors
California
$3.23M +$115K +13,698 +4%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$2.97M +$137K +16,399 +5%
MIAN
22
Mariner Independent Advisor Network
Kansas
$2.83M +$31K +3,705 +1%
Citadel Advisors
23
Citadel Advisors
Florida
$2.72M -$1.3M -155,672 -32%
Allianz Asset Management
24
Allianz Asset Management
Germany
$2.05M +$543K +64,914 +36%
VF
25
Virtu Financial
New York
$2.03M +$2.02M +242,017 New

PSEC Hedge Fund Activity: Q2 2021 in Review

202 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2021, worth a combined $317M — up 18% from $267M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PSEC positions and 26 closed out — a net gain of 11 holders — while 67 added to existing stakes and 60 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $27M. The largest seller was Susquehanna International Group, cutting an estimated $4.34M.

  • 202 institutional investors held Prospect Capital (PSEC) as of Q2 2021, up from 192 in Q1 2021.
  • Funds reported $317M of Prospect Capital stock for Q2 2021, up 18% quarter-over-quarter.
  • 37 funds opened new Prospect Capital positions in Q2 2021 and 26 closed out, a net change of +11 holders.
  • The largest Prospect Capital buyer in Q2 2021 was Arrowstreet Capital, an estimated $27M added.
  • The largest Prospect Capital seller in Q2 2021 was Susquehanna International Group, an estimated $4.34M sold.

Based on aggregated 13F filings for Q2 2021.