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Prospect Capital

213 hedge funds and large institutions have $448M invested in Prospect Capital in 2017 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 80 increasing their positions, 63 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 63

0.59% less ownership

Funds ownership: 15.9%15.31% (-0.59%)

2% less funds holding

Funds holding: 218213 (-5)

11% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 28

13% less capital invested

Capital invested by funds: $517M → $448M (-$69.1M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

90% less call options, than puts

Call options by funds: $5.03M | Put options by funds: $52.3M

Holders
213
Holders Change
-5
Holders Change %
-2.29%
% of All Funds
5.31%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
25
Increased
80
Reduced
63
Closed
28
Calls
$5.03M
Puts
$52.3M
Net Calls
-$47.3M
Net Calls Change
-$2.02M
Name Holding Trade Value Shares
Change
Change in
Stake
MC
1
Muzinich & Co
New York
$84.2M -$14.5M -1,695,190 -14%
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$47.8M +$2.2M +257,000 +5%
VanEck Associates
3
VanEck Associates
New York
$18.7M +$3.52M +410,614 +22%
JMPWA
4
JP Morgan Private Wealth Advisors
California
$18.5M +$80K +9,334 +0.4%
Invesco
5
Invesco
Georgia
$18.2M +$5.72M +666,427 +42%
Morgan Stanley
6
Morgan Stanley
New York
$18.1M +$4.28M +498,751 +29%
BlackRock
7
BlackRock
New York
$16.5M -$3.82M -445,476 -18%
LSV Asset Management
8
LSV Asset Management
Illinois
$14M -$434K -50,564 -3%
UBS Group
9
UBS Group
Switzerland
$11.1M +$6.77M +788,898 +137%
AAM
10
Advisors Asset Management
Colorado
$9.18M +$873K +101,841 +10%
Deutsche Bank
11
Deutsche Bank
Germany
$8.65M +$282K +32,915 +3%
PAM
12
Panagora Asset Management
Massachusetts
$8.59M -$391K -45,636 -4%
Legal & General Group
13
Legal & General Group
United Kingdom
$7.82M +$964K +112,354 +13%
Arrowstreet Capital
14
Arrowstreet Capital
Massachusetts
$7.7M +$8.13M +947,892 New
California Public Employees Retirement System
15
California Public Employees Retirement System
California
$6.23M +$172K +20,100 +3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$6.08M +$53.5K +6,239 +0.8%
CP
17
Camelot Portfolios
Ohio
$5.4M +$110K +12,801 +2%
GC
18
Guggenheim Capital
Illinois
$4.93M +$423K +49,382 +9%
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
$4.86M -$1.97M -229,228 -28%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$3.97M -$74.8K -8,725 -2%
MCM
21
McKinley Capital Management
Alaska
$3.94M -$1.88M -218,845 -31%
BC
22
Barnett & Company
Tennessee
$3.61M -$200K -23,285 -5%
Group One Trading
23
Group One Trading
Illinois
$3.53M +$1.35M +157,110 +56%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$3.42M -$410K -47,786 -10%
Allianz Asset Management
25
Allianz Asset Management
Germany
$3.35M +$686K +80,022 +24%

PSEC Hedge Fund Activity: Q2 2017 in Review

213 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2017, worth a combined $448M — down 13% from $517M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of PSEC and 25 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 80 added.

The largest buyer was Arrowstreet Capital, opening a new position worth an estimated $8.13M. The largest seller was Muzinich & Co, cutting an estimated $14.5M.

  • 213 institutional investors held Prospect Capital (PSEC) as of Q2 2017, down from 218 in Q1 2017.
  • Funds reported $448M of Prospect Capital stock for Q2 2017, down 13% quarter-over-quarter.
  • 25 funds opened new Prospect Capital positions in Q2 2017 and 28 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q2 2017 was Arrowstreet Capital, an estimated $8.13M added.
  • The largest Prospect Capital seller in Q2 2017 was Muzinich & Co, an estimated $14.5M sold.

Based on aggregated 13F filings for Q2 2017.