PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

219 hedge funds and large institutions have $428M invested in Prospect Capital in 2014 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 69 increasing their positions, 69 reducing their positions, and 35 closing their positions.

Holders
219
Holders Change
+13
Holders Change %
+6.31%
% of All Funds
5.84%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.16%
New
53
Increased
69
Reduced
69
Closed
35
Calls
$2.26M
Puts
$6.55M
Net Calls
-$4.29M
Net Calls Change
+$8.2M

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$24.2M
2
RCM
2
Rivernorth Capital Management
Florida
$9.07M
3
AFG
3
American Financial Group
Ohio
$8.26M
4
Citadel Advisors
4
Citadel Advisors
Florida
$10.9M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$7.51M

Top Sellers

1
CNB
1
City National Bank
California
$6.38M
2
VM
2
Varde Management
Minnesota
$0
3
PSI
3
Pinnacle Summer Investments
Virginia
$1.24M
4
AAMU
4
Amundi Asset Management US
Massachusetts
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$3.82M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$55.3M 6,692,804 +6,692,804 New
Deutsche Bank
2
Deutsche Bank
Germany
$24.2M 2,934,747 +2,160,505 +279%
AAM
3
Advisors Asset Management
Colorado
$19.3M 2,331,339 +159,555 +7%
Morgan Stanley
4
Morgan Stanley
New York
$14.4M 1,747,632 -455,639 -21%
Invesco
5
Invesco
Georgia
$12.5M 1,515,423 +58,290 +4%
BG
6
BlackRock Group
United Kingdom
$11.8M 1,425,645 -185,465 -12%
PAM
7
PVG Asset Management
Colorado
$11.4M 1,385,659 +1,385,659 New
Bank of America
8
Bank of America
North Carolina
$10.9M 1,317,831 +104,105 +9%
Citadel Advisors
9
Citadel Advisors
Florida
$10.9M 1,313,949 +986,807 +302%
MC
10
Muzinich & Co
New York
$10.5M 1,265,909 +1,265,909 New
RCM
11
Rivernorth Capital Management
Florida
$9.07M 1,097,491 +1,060,291 +2,850%
Millennium Management
12
Millennium Management
New York
$8.87M 1,073,713 +390,716 +57%
TNBTD
13
Trustmark National Bank Trust Department
Mississippi
$8.76M 1,060,467 – –
Wellington Management Group
14
Wellington Management Group
Massachusetts
$8.26M 1,000,294 +645,221 +182%
AFG
15
American Financial Group
Ohio
$8.26M 1,000,000 +1,000,000 New
TFMS
16
Trust & Fiduciary Management Services
Massachusetts
$7.79M 943,337 -20,195 -2%
Two Sigma Investments
17
Two Sigma Investments
New York
$7.51M 908,783 +908,783 New
Robeco Institutional Asset Management
18
Robeco Institutional Asset Management
Netherlands
$6.67M 806,839 -44,359 -5%
CS
19
Credit Suisse
Switzerland
$6.52M 789,967 +468,274 +146%
CNB
20
City National Bank
California
$6.38M 772,549 -4,324,896 -85%
MSE
21
MUFG Securities EMEA
United Kingdom
$5.98M 723,706 +505,391 +231%
LPL Financial
22
LPL Financial
California
$5.82M 704,049 +439,608 +166%
BC
23
Barnett & Company
Tennessee
$5.07M 613,260 +44,660 +8%
USAA
24
United Services Automobile Association
Texas
$4.99M 604,000 – –
LSV Asset Management
25
LSV Asset Management
Illinois
$4.9M 592,700 -15,700 -3%
1
2 3 4 5