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Prospect Capital
PSEC

Overview Fund Activity

193 hedge funds and large institutions have $257M invested in Prospect Capital in 2021 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 79 increasing their positions, 49 reducing their positions, and 27 closing their positions.

Holders
193
Holders Change
-8
Holders Change %
-3.98%
% of All Funds
3.39%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
19
Increased
79
Reduced
49
Closed
27
Calls
$7.8M
Puts
$5.03M
Net Calls
+$2.77M
Net Calls Change
+$1.3M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$15.2M
2
BlackRock
2
BlackRock
New York
$18.3M
3
VanEck Associates
3
VanEck Associates
New York
$24.3M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$3.33M
5
Allianz Asset Management
5
Allianz Asset Management
Germany
$4.68M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
LSV Asset Management
2
LSV Asset Management
Illinois
$17.1M
3
GKWIM
3
Gerber Kawasaki Wealth & Investment Management
California
$3K
4
SCF
4
Sante Capital Fund
Texas
$0
5
Citadel Advisors
5
Citadel Advisors
Florida
$369K
Name Market Value Shares Shares
Change 		Shares
Change %
VanEck Associates
1
VanEck Associates
New York
$24.3M 3,151,453 +557,671 +22%
BlackRock
2
BlackRock
New York
$18.3M 2,370,190 +565,410 +31%
Invesco
3
Invesco
Georgia
$18.2M 2,361,071 +353,061 +18%
Legal & General Group
4
Legal & General Group
United Kingdom
$17.8M 2,311,608 -162,838 -7%
LSV Asset Management
5
LSV Asset Management
Illinois
$17.1M 2,225,835 -3,723,173 -63%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$15.2M 1,975,100 +1,925,400 +3,874%
Morgan Stanley
7
Morgan Stanley
New York
$10.5M 1,368,437 +59,669 +5%
MC
8
Muzinich & Co
New York
$8.36M 1,085,479 +11,980 +1%
Sumitomo Mitsui Trust Group
9
Sumitomo Mitsui Trust Group
Japan
$8.36M 1,085,479 +11,980 +1%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$6.94M 901,223 +188,147 +26%
UBS Group
11
UBS Group
Switzerland
$6.88M 893,749 -10,366 -1%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$6.7M 870,426 -4,680 -0.5%
D.E. Shaw & Co
13
D.E. Shaw & Co
New York
$6.68M 867,184 +60,746 +8%
Allianz Asset Management
14
Allianz Asset Management
Germany
$4.68M 607,343 +362,512 +148%
LPL Financial
15
LPL Financial
California
$4.44M 576,563 +60,867 +12%
MCM
16
McKinley Capital Management
Alaska
$4.33M 562,837 +34,649 +7%
Osaic Holdings
17
Osaic Holdings
Arizona
$4.13M 536,128 +28,801 +6%
AAM
18
Advisors Asset Management
Colorado
$3.97M 515,469 +127,586 +33%
JPMPWA
19
J.P. Morgan Private Wealth Advisors
California
$3.38M 438,746 +54,314 +14%
Two Sigma Investments
20
Two Sigma Investments
New York
$3.33M 432,023 +417,441 +2,863%
US Bancorp
21
US Bancorp
Minnesota
$3.27M 424,742 -310 -0.1%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$2.72M 353,362 -995 -0.3%
MIAN
23
Mariner Independent Advisor Network
Kansas
$2.58M 334,533 -2,705 -0.8%
RJA
24
Raymond James & Associates
Florida
$2.41M 312,468 +103,387 +49%
DnB Asset Management
25
DnB Asset Management
Norway
$2.03M 263,170 +52,805 +25%
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