Prospect Capital
PSEC
194 hedge funds and large institutions have $258M invested in Prospect Capital in 2021 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 80 increasing their positions, 49 reducing their positions, and 27 closing their positions.
63% more repeat investments, than reductions
Existing positions increased: 80 | Existing positions reduced: 49
55% more call options, than puts
Call options by funds: $7.8M | Put options by funds: $5.03M
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
1.11% less ownership
Funds ownership: 9.74% → 8.63% (-1.1%)
4% less funds holding
Funds holding: 202 → 194 (-8)
18% less capital invested
Capital invested by funds: $317M → $258M (-$58.3M)
30% less first-time investments, than exits
New positions opened: 19 | Existing positions closed: 27
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Two Sigma Advisers
New York
|
+$15.5M |
| 2 |
BlackRock
New York
|
+$4.56M |
| 3 |
VanEck Associates
New York
|
+$4.49M |
| 4 |
Two Sigma Investments
New York
|
+$3.36M |
| 5 |
Allianz Asset Management
Munich,
Germany
|
+$2.92M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$30.7M |
| 2 |
LSV Asset Management
Chicago,
Illinois
|
-$30M |
| 3 |
SCF
Sante Capital Fund
Austin,
Texas
|
-$3.39M |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$2.23M |
| 5 |
Marshall Wace
London,
United Kingdom
|
-$1.64M |
PSEC Hedge Fund Activity: Q3 2021 in Review
194 of the 5,728 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2021, worth a combined $258M — down 18% from $317M a quarter earlier.
Sellers outnumbered buyers: 27 funds closed out of PSEC and 19 opened new positions — a net loss of 8 holders — while 49 trimmed existing stakes and 80 added.
The largest buyer was Two Sigma Advisers, adding an estimated $15.5M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $30.7M sold.
- 194 institutional investors held Prospect Capital (PSEC) as of Q3 2021, down from 202 in Q2 2021.
- Funds reported $258M of Prospect Capital stock for Q3 2021, down 18% quarter-over-quarter.
- 19 funds opened new Prospect Capital positions in Q3 2021 and 27 closed out, a net change of -8 holders.
- The largest Prospect Capital buyer in Q3 2021 was Two Sigma Advisers, an estimated $15.5M added.
- The largest Prospect Capital seller in Q3 2021 was Arrowstreet Capital, an estimated $30.7M sold.
Based on aggregated 13F filings for Q3 2021.