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Prospect Capital

227 hedge funds and large institutions have $623M invested in Prospect Capital in 2014 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 106 increasing their positions, 48 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more repeat investments, than reductions

Existing positions increased: 106 | Existing positions reduced: 48

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

11% less funds holding

Funds holding: 254227 (-27)

31% less capital invested

Capital invested by funds: $908M → $623M (-$285M)

37% less first-time investments, than exits

New positions opened: 46 | Existing positions closed: 73

71% less call options, than puts

Call options by funds: $3.63M | Put options by funds: $12.5M

Holders
227
Holders Change
-27
Holders Change %
-10.63%
% of All Funds
6.52%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
46
Increased
106
Reduced
48
Closed
73
Calls
$3.63M
Puts
$12.5M
Net Calls
-$8.91M
Net Calls Change
-$6.26M
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$59.9M +$17M +1,634,114 +41%
CNB
2
City National Bank
California
$46.7M +$7.04M +677,186 +18%
Morgan Stanley
3
Morgan Stanley
New York
$40.6M +$15.5M +1,492,405 +64%
Northern Trust
4
Northern Trust
Illinois
$26.4M -$20.9M -2,012,503 -45%
Deutsche Bank
5
Deutsche Bank
Germany
$21.3M +$9.24M +889,084 +80%
Bank of America
6
Bank of America
North Carolina
$19.6M +$9.11M +876,346 +90%
Invesco
7
Invesco
Georgia
$18.3M +$1.67M +160,959 +10%
BG
8
BlackRock Group
United Kingdom
$17.3M -$2.67M -256,887 -14%
AAM
9
Advisors Asset Management
Colorado
$16.5M +$3.63M +349,684 +29%
VM
10
Varde Management
Minnesota
$15.4M +$15.1M +1,450,000 New
TNBTD
11
Trustmark National Bank Trust Department
Mississippi
$15.4M
Citigroup
12
Citigroup
New York
$14.7M +$7.82M +752,604 +120%
PP
13
Paloma Partners
Connecticut
$14.3M +$13.2M +1,269,739 +1,728%
Citadel Advisors
14
Citadel Advisors
Florida
$11.4M -$4.46M -429,111 -29%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$11.3M +$9.73M +935,913 +734%
DFG
16
Delphi Financial Group
Delaware
$11.1M -$18.1M -1,738,670 -62%
YMRC
17
Yorktown Management & Research Company
Virginia
$9.56M
Robeco Institutional Asset Management
18
Robeco Institutional Asset Management
Netherlands
$9.04M +$247K +23,739 +3%
LP
19
LMR Partners
United Kingdom
$8.05M -$6.22M -598,695 -44%
CS
20
Credit Suisse
Switzerland
$7.48M +$3.2M +308,106 +78%
TFMS
21
Trust & Fiduciary Management Services
Massachusetts
$7.43M +$1.25M +120,458 +21%
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
$7.28M +$970K +93,303 +16%
AQR Capital Management
23
AQR Capital Management
Connecticut
$6.89M +$4.67M +449,600 +226%
USAA
24
United Services Automobile Association
Texas
$6.42M +$6.28M +604,000 New
Goldman Sachs
25
Goldman Sachs
New York
$5.99M +$4.89M +470,691 +507%

PSEC Hedge Fund Activity: Q2 2014 in Review

227 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2014, worth a combined $623M — down 31% from $908M a quarter earlier.

Sellers outnumbered buyers: 73 funds closed out of PSEC and 46 opened new positions — a net loss of 27 holders — while 48 trimmed existing stakes and 106 added.

The largest buyer was UBS, adding an estimated $17M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $83.8M sold.

  • 227 institutional investors held Prospect Capital (PSEC) as of Q2 2014, down from 254 in Q1 2014.
  • Funds reported $623M of Prospect Capital stock for Q2 2014, down 31% quarter-over-quarter.
  • 46 funds opened new Prospect Capital positions in Q2 2014 and 73 closed out, a net change of -27 holders.
  • The largest Prospect Capital buyer in Q2 2014 was UBS, an estimated $17M added.
  • The largest Prospect Capital seller in Q2 2014 was BlackRock Fund Advisors, an estimated $83.8M sold.

Based on aggregated 13F filings for Q2 2014.