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Prospect Capital
PSEC

Overview Fund Activity

227 hedge funds and large institutions have $623M invested in Prospect Capital in 2014 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 106 increasing their positions, 48 reducing their positions, and 73 closing their positions.

Holders
227
Holders Change
-27
Holders Change %
-10.63%
% of All Funds
6.53%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
46
Increased
106
Reduced
48
Closed
73
Calls
$3.63M
Puts
$12.5M
Net Calls
-$8.91M
Net Calls Change
-$6.26M

Top Buyers

1
U
1
UBS
Switzerland
$59.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$40.7M
3
VM
3
Varde Management
Minnesota
$15.4M
4
PP
4
Paloma Partners
Connecticut
$14.3M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$11.3M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
State Street
2
State Street
Massachusetts
$5.92M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
BIT
4
BlackRock Institutional Trust
California
$1.27M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$2.35M
Name Market Value Shares Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$59.9M 5,635,266 +1,634,114 +41%
CNB
2
City National Bank
California
$46.7M 4,397,427 +677,186 +18%
Morgan Stanley
3
Morgan Stanley
New York
$40.7M 3,825,880 +1,492,405 +64%
Northern Trust
4
Northern Trust
Illinois
$26.4M 2,488,835 -2,012,503 -45%
Deutsche Bank
5
Deutsche Bank
Germany
$21.3M 2,003,355 +889,084 +80%
Bank of America
6
Bank of America
North Carolina
$19.6M 1,846,606 +876,346 +90%
Invesco
7
Invesco
Georgia
$18.3M 1,725,966 +160,959 +10%
BG
8
BlackRock Group
United Kingdom
$17.3M 1,631,319 -256,887 -14%
AAM
9
Advisors Asset Management
Colorado
$16.5M 1,556,702 +349,684 +29%
VM
10
Varde Management
Minnesota
$15.4M 1,450,000 +1,450,000 New
TNBTD
11
Trustmark National Bank Trust Department
Mississippi
$15.4M 1,448,692 – –
Citigroup
12
Citigroup
New York
$14.7M 1,379,233 +752,604 +120%
PP
13
Paloma Partners
Connecticut
$14.3M 1,343,222 +1,269,739 +1,728%
Citadel Advisors
14
Citadel Advisors
Florida
$11.4M 1,074,004 -429,111 -29%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$11.3M 1,063,393 +935,913 +734%
DFG
16
Delphi Financial Group
Delaware
$11.1M 1,045,366 -1,738,670 -62%
YMRC
17
Yorktown Management & Research Company
Virginia
$9.56M 900,000 – –
Robeco Institutional Asset Management
18
Robeco Institutional Asset Management
Netherlands
$9.05M 851,198 +23,739 +3%
LP
19
LMR Partners
United Kingdom
$8.05M 757,322 -598,695 -44%
CS
20
Credit Suisse
Switzerland
$7.48M 703,944 +308,106 +78%
TFMS
21
Trust & Fiduciary Management Services
Massachusetts
$7.43M 699,325 +120,458 +21%
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
$7.28M 685,408 +93,303 +16%
AQR Capital Management
23
AQR Capital Management
Connecticut
$6.89M 648,800 +449,600 +226%
USAA
24
United Services Automobile Association
Texas
$6.42M 604,000 +604,000 New
Goldman Sachs
25
Goldman Sachs
New York
$5.99M 563,500 +470,691 +507%
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