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Prospect Capital
PSEC

Overview Fund Activity

217 hedge funds and large institutions have $302M invested in Prospect Capital in 2016 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 62 increasing their positions, 77 reducing their positions, and 23 closing their positions.

Holders
217
Holders Change
+11
Holders Change %
+5.34%
% of All Funds
5.79%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
36
Increased
62
Reduced
77
Closed
23
Calls
$8.94M
Puts
$41.7M
Net Calls
-$32.8M
Net Calls Change
-$23.8M

Top Buyers

1
Barclays
1
Barclays
United Kingdom
$7M
2
AL
2
Airain Ltd
Guernsey
$2.03M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$8.03M
4
UBS Group
4
UBS Group
Switzerland
$19M
5
PP
5
PDT Partners
New York
$1.48M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$5.22M
2
CS
2
Credit Suisse
Switzerland
$580K
3
MP
3
Mangrove Partners
Connecticut
$0
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$6.87M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.89M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$25M 3,435,957 -586,873 -15%
Morgan Stanley
2
Morgan Stanley
New York
$23M 3,165,363 -198,714 -6%
UBS Group
3
UBS Group
Switzerland
$19M 2,613,644 +259,384 +11%
MC
4
Muzinich & Co
New York
$16.7M 2,293,508 +101,075 +5%
AAM
5
Advisors Asset Management
Colorado
$12.7M 1,748,366 -104,790 -6%
JPMPWA
6
J.P. Morgan Private Wealth Advisors
California
$11.5M 1,584,397 +8,297 +0.5%
BG
7
BlackRock Group
United Kingdom
$11.3M 1,554,408 -15,390 -1%
LSV Asset Management
8
LSV Asset Management
Illinois
$8.03M 1,104,256 +267,600 +32%
VanEck Associates
9
VanEck Associates
New York
$7.52M 1,034,586 +60,569 +6%
Two Sigma Investments
10
Two Sigma Investments
New York
$7.51M 1,033,061 -430,965 -29%
AFG
11
American Financial Group
Ohio
$7.27M 1,000,000 – –
Barclays
12
Barclays
United Kingdom
$7M 1,000,232 +1,000,232 New
TNBTD
13
Trustmark National Bank Trust Department
Mississippi
$6.98M 960,467 -100,000 -9%
Wellington Management Group
14
Wellington Management Group
Massachusetts
$6.87M 944,816 -710,209 -43%
Invesco
15
Invesco
Georgia
$6.39M 878,476 -88,600 -9%
Deutsche Bank
16
Deutsche Bank
Germany
$5.22M 718,632 -981,773 -58%
Legal & General Group
17
Legal & General Group
United Kingdom
$5.09M 701,227 +146,780 +26%
USAA
18
United Services Automobile Association
Texas
$4.9M 674,001 +20,001 +3%
LPL Financial
19
LPL Financial
California
$4.36M 607,450 -61,789 -9%
BC
20
Barnett & Company
Tennessee
$3.85M 529,351 -25,233 -5%
CP
21
Camelot Portfolios
Ohio
$3.7M 508,305 +7,334 +1%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$3.59M 493,136 -18,190 -4%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$2.61M 358,866 +72,604 +25%
PAM
24
PVG Asset Management
Colorado
$2.57M 353,865 -378,464 -52%
GC
25
Guggenheim Capital
Illinois
$2.48M 341,074 -18,391 -5%
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