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Prospect Capital
PSEC

Overview Fund Activity

248 hedge funds and large institutions have $229M invested in Prospect Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 87 increasing their positions, 60 reducing their positions, and 30 closing their positions.

Holders
248
Holders Change
+4
Holders Change %
+1.64%
% of All Funds
3.97%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
38
Increased
87
Reduced
60
Closed
30
Calls
$9.88M
Puts
$11M
Net Calls
-$1.15M
Net Calls Change
+$772K

Top Buyers

1
XF
1
XML Financial
Maryland
$9.06M
2
VanEck Associates
2
VanEck Associates
New York
$26M
3
LPL Financial
3
LPL Financial
California
$6.65M
4
Legal & General Group
4
Legal & General Group
United Kingdom
$19M
5
Millennium Management
5
Millennium Management
New York
$558K

Top Sellers

1
BlackRock
1
BlackRock
New York
$12M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$81.4K
3
IAIM
3
International Assets Investment Management
Florida
$1.68M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$0
5
Skandinaviska Enskilda Banken (SEB)
5
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
Name Market Value Shares Shares
Change 		Shares
Change %
YDMI
1
Y.D. More Investments
Israel
$31.8M 1,273,209 – –
VanEck Associates
2
VanEck Associates
New York
$26M 3,740,090 +355,522 +11%
Legal & General Group
3
Legal & General Group
United Kingdom
$19M 2,725,987 +100,931 +4%
LSV Asset Management
4
LSV Asset Management
Illinois
$12.3M 1,767,102 -35,300 -2%
BlackRock
5
BlackRock
New York
$12M 1,719,093 -428,813 -20%
Morgan Stanley
6
Morgan Stanley
New York
$11.5M 1,654,669 +69,718 +4%
XF
7
XML Financial
Maryland
$9.06M 1,286,115 +352,121 +38%
LPL Financial
8
LPL Financial
California
$6.65M 955,631 +129,997 +16%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$4.98M 715,174 +48,997 +7%
AAM
10
Advisors Asset Management
Colorado
$4.63M 664,724 +24,168 +4%
Osaic Holdings
11
Osaic Holdings
Arizona
$4.31M 618,931 +45,914 +8%
JPMPWA
12
J.P. Morgan Private Wealth Advisors
California
$4.04M 580,905 -22,334 -4%
Sumitomo Mitsui Trust Group
13
Sumitomo Mitsui Trust Group
Japan
$3.87M 556,395 – –
MC
14
Muzinich & Co
New York
$3.87M 556,395 – –
MCM
15
McKinley Capital Management
Alaska
$3.17M 455,327 -57,924 -11%
RJA
16
Raymond James & Associates
Florida
$2.99M 430,116 +17,590 +4%
UBS Group
17
UBS Group
Switzerland
$2.73M 392,496 -5,498 -1%
Northern Trust
18
Northern Trust
Illinois
$2.39M 343,980 -100,643 -23%
US Bancorp
19
US Bancorp
Minnesota
$2.05M 294,786 +982 +0.3%
Group One Trading
20
Group One Trading
Illinois
$2.01M 288,811 +1,033 +0.4%
DADC
21
D.A. Davidson & Co
Montana
$1.88M 270,396 +13,790 +5%
Canada Life
22
Canada Life
Manitoba, Canada
$1.8M 258,609 -60,343 -19%
IAIM
23
International Assets Investment Management
Florida
$1.68M 241,987 -316,736 -57%
KPWS
24
Kestra Private Wealth Services
Texas
$1.54M 221,741 -1,408 -0.6%
DnB Asset Management
25
DnB Asset Management
Norway
$1.48M 212,110 – –
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