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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
PMG
1
Private Management Group
California
$47.4M +$17.2M +6,999,513 +52%
Two Sigma Investments
2
Two Sigma Investments
New York
$32.5M -$4.35M -1,766,788 -11%
VanEck Associates
3
VanEck Associates
New York
$22.4M +$5.88M +2,388,990 +33%
UBS Group
4
UBS Group
Switzerland
$15.3M +$2.86M +1,160,380 +21%
Legal & General Group
5
Legal & General Group
United Kingdom
$9.34M +$966K +392,146 +11%
GJL
6
Gendell Jeffrey L
$9.26M
Marshall Wace
7
Marshall Wace
United Kingdom
$7.09M -$4.15M -1,683,570 -35%
Morgan Stanley
8
Morgan Stanley
New York
$6.21M +$578K +234,820 +10%
IFG
9
Independent Financial Group
California
$5.74M -$2.4M -974,995 -28%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$5.19M +$1.34M +545,146 +32%
BlackRock
11
BlackRock
New York
$3.33M -$324K -131,437 -8%
GA
12
GraniteShares Advisors
New York
$2.53M +$353K +143,250 +15%
LPL Financial
13
LPL Financial
California
$2.12M -$78.8K -32,004 -3%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.76M -$92.5K -37,554 -5%
Tudor Investment Corp
15
Tudor Investment Corp
Connecticut
$1.64M -$1.84M -747,567 -51%
NW
16
Naviter Wealth
Arkansas
$1.54M +$211K +85,743 +15%
CAU
17
Caxton Associates (UK)
$1.37M +$1.13M +459,031 +344%
TA
18
Tactive Advisors
Florida
$1.35M +$7.68K +3,117 +0.5%
1WA
19
180 Wealth Advisors
Washington
$1.34M +$445K +180,465 +45%
Raymond James Financial
20
Raymond James Financial
Florida
$1.18M +$25K +10,141 +2%
KA
21
Kovack Advisors
Florida
$1.14M +$56.7K +23,035 +5%
Canada Life
22
Canada Life
Manitoba, Canada
$1.01M +$145K +58,758 +16%
GC
23
GatePass Capital
Ohio
$1M +$486K +197,150 +83%
VIA
24
Virtus Investment Advisers
Connecticut
$990K +$223K +90,666 +27%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$846K -$145K -58,835 -14%