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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
YDMI
1
Y.D. More Investments
Israel
$31.8M +$9.15M +1,273,209 New
VanEck Associates
2
VanEck Associates
New York
$23.7M +$1.38M +191,888 +6%
Legal & General Group
3
Legal & General Group
United Kingdom
$18.4M +$789K +109,695 +4%
BlackRock
4
BlackRock
New York
$15M +$317K +44,139 +2%
LSV Asset Management
5
LSV Asset Management
Illinois
$12.6M -$252K -35,100 -2%
Morgan Stanley
6
Morgan Stanley
New York
$11.1M +$567K +78,799 +5%
XF
7
XML Financial
Maryland
$6.53M +$4.19M +582,653 +166%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$6.21M +$69.5K +9,666 +1%
LPL Financial
9
LPL Financial
California
$5.77M +$212K +29,428 +4%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$4.66M +$428K +59,463 +10%
AAM
11
Advisors Asset Management
Colorado
$4.48M -$629K -87,509 -12%
JMPWA
12
JP Morgan Private Wealth Advisors
California
$4.22M +$355K +49,317 +9%
Osaic Holdings
13
Osaic Holdings
Arizona
$4M +$237K +32,975 +6%
MC
14
Muzinich & Co
New York
$3.89M -$398K -55,359 -9%
Sumitomo Mitsui Trust Group
15
Sumitomo Mitsui Trust Group
Japan
$3.89M -$398K -55,359 -9%
MCM
16
McKinley Capital Management
Alaska
$3.59M -$213K -29,569 -5%
Northern Trust
17
Northern Trust
Illinois
$3.11M -$247K -34,357 -7%
IAIM
18
International Assets Investment Management
Florida
$2.91M +$2.48M +344,311 +161%
RJA
19
Raymond James & Associates
Florida
$2.88M +$63.8K +8,877 +2%
UBS Group
20
UBS Group
Switzerland
$2.78M -$93.1K -12,954 -3%
Two Sigma Advisers
21
Two Sigma Advisers
New York
$2.76M -$4.15M -577,300 -59%
Canada Life
22
Canada Life
Manitoba, Canada
$2.24M +$44.6K +6,206 +2%
US Bancorp
23
US Bancorp
Minnesota
$2.05M -$503K -70,000 -19%
Group One Trading
24
Group One Trading
Illinois
$2.01M +$657K +91,327 +46%
DADC
25
D.A. Davidson & Co
Montana
$1.79M -$518 -72 -0%