Northern Trust’s Prospect Capital PSEC Stock Holding History

Northern Trust’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-421,590	Closed	-$1.09M	–	4504
2025 Q4	$1.09M	Sell	421,590 -52,022	-11%	-$139K	﹤0.01%	3330
2025 Q3	$1.3M	Buy	473,612 +146,201	+45%	+$437K	﹤0.01%	3273
2025 Q2	$1.04M	Buy	327,411 +228,945	+233%	+$796K	﹤0.01%	3372
2025 Q1	$404K	Sell	98,466 -500,382	-84%	-$2.15M	﹤0.01%	3662
2024 Q4	$2.58M	Buy	598,848 +6,641	+1%	+$31.8K	﹤0.01%	2877
2024 Q3	$3.17M	Buy	592,207 +456,530	+336%	+$2.42M	﹤0.01%	2726
2024 Q2	$750K	Sell	135,677 -21,213	-14%	-$117K	﹤0.01%	3358
2024 Q1	$866K	Sell	156,890 -217	-0.1%	-$1.25K	﹤0.01%	3377
2023 Q4	$941K	Sell	157,107 -422,632	-73%	-$2.43M	﹤0.01%	3334
2023 Q3	$3.51M	Buy	579,739 +164,471	+40%	+$1.03M	﹤0.01%	2645
2023 Q2	$2.57M	Buy	415,268 +71,288	+21%	+$458K	﹤0.01%	2868
2023 Q1	$2.39M	Sell	343,980 -100,643	-23%	-$731K	﹤0.01%	2863
2022 Q4	$3.11M	Sell	444,623 -34,357	-7%	-$247K	﹤0.01%	2757
2022 Q3	$2.97M	Buy	478,980 +151,228	+46%	+$1.13M	﹤0.01%	2791
2022 Q2	$2.29M	Buy	327,752 +27,112	+9%	+$208K	﹤0.01%	2981
2022 Q1	$2.49M	Buy	300,640 +150,857	+101%	+$1.26M	﹤0.01%	2987
2021 Q4	$1.26M	Buy	149,783 +6,818	+5%	+$57.4K	﹤0.01%	3451
2021 Q3	$1.1M	Buy	142,965 +974	+0.7%	+$7.85K	﹤0.01%	3520
2021 Q2	$1.19M	Buy	141,991 +51,918	+58%	+$434K	﹤0.01%	3489
2021 Q1	$691K	Sell	90,073 -42,009	-32%	-$290K	﹤0.01%	3721
2020 Q4	$715K	Sell	132,082 -31,857	-19%	-$168K	﹤0.01%	3628
2020 Q3	$825K	Sell	163,939 -3,345	-2%	-$16.8K	﹤0.01%	3472
2020 Q2	$855K	Sell	167,284 -21,394	-11%	-$100K	﹤0.01%	3406
2020 Q1	$802K	Buy	188,678 +10,186	+6%	+$60.2K	﹤0.01%	3305
2019 Q4	$1.15M	Sell	178,492 -5,621	-3%	-$36.6K	﹤0.01%	3352
2019 Q3	$1.21M	Sell	184,113 -11,635	-6%	-$76.7K	﹤0.01%	3330
2019 Q2	$1.28M	Buy	195,748 +5,987	+3%	+$39.6K	﹤0.01%	3277
2019 Q1	$1.24M	Sell	189,761 -6,251	-3%	-$41.6K	﹤0.01%	3292
2018 Q4	$1.24M	Sell	196,012 -7,222	-4%	-$48.8K	﹤0.01%	3289
2018 Q3	$1.49M	Buy	203,234 +26,578	+15%	+$188K	﹤0.01%	3355
2018 Q2	$1.19M	Sell	176,656 -12,240	-6%	-$81.3K	﹤0.01%	3413
2018 Q1	$1.24M	Buy	188,896 +4,022	+2%	+$26.9K	﹤0.01%	3312
2017 Q4	$1.25M	Buy	184,874 +17,400	+10%	+$113K	﹤0.01%	3343
2017 Q3	$1.13M	Buy	167,474 +34,277	+26%	+$257K	﹤0.01%	3407
2017 Q2	$1.08M	Buy	133,197 +105,570	+382%	+$905K	﹤0.01%	3421
2017 Q1	$250K	Sell	27,627 -1,587	-5%	-$14.2K	﹤0.01%	3730
2016 Q4	$244K	Buy	29,214 +24	+0.1%	+$193	﹤0.01%	3706
2016 Q3	$236K	Sell	29,190 -5,674	-16%	-$46.8K	﹤0.01%	3685
2016 Q2	$274K	Buy	34,864 +614	+2%	+$4.62K	﹤0.01%	3636
2016 Q1	$249K	Sell	34,250 -7,174	-17%	-$47.7K	﹤0.01%	3655
2015 Q4	$289K	Buy	41,424 +3,170	+8%	+$23K	﹤0.01%	3649
2015 Q3	$273K	Buy	+38,254	New	+$285K	﹤0.01%	3650
2015 Q2	–	Sell	-10,225	Closed	-$86K	–	4278
2015 Q1	$86K	Sell	10,225 -5,287	-34%	-$45.2K	﹤0.01%	4071
2014 Q4	$129K	Sell	15,512 -16,570	-52%	-$153K	﹤0.01%	3930
2014 Q3	$319K	Sell	32,082 -2,456,753	-99%	-$25.9M	﹤0.01%	3692
2014 Q2	$26.4M	Sell	2,488,835 -2,012,503	-45%	-$20.9M	0.01%	1290
2014 Q1	$48.6M	Buy	4,501,338 +44,513	+1%	+$492K	0.02%	851
2013 Q4	$50M	Buy	4,456,825 +227,617	+5%	+$2.56M	0.02%	771
2013 Q3	$47.2M	Buy	4,229,208 +472,509	+13%	+$5.25M	0.02%	749
2013 Q2	$40.6M	Buy	+3,756,699	New	+$40.2M	0.01%	802

Other funds holding PSEC

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

GJL

Gendell Jeffrey L $7.34B AUM 183.72% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Northern Trust's PSEC Position: Q1 2026 in Review

Northern Trust sold out of Prospect Capital (PSEC) in Q1 2026, closing a stake of 421,590 shares — an estimated $1.09M sold.

Northern Trust first reported a position in PSEC in Q2 2013 and held it in 50 quarters. The position peaked at $50M in Q4 2013. 218 funds tracked by Wall St. Rank hold PSEC as of Q1 2026.

Northern Trust reported no remaining Prospect Capital position as of Q1 2026 after selling out during the quarter.
Northern Trust sold 421,590 Prospect Capital shares in Q1 2026, an estimated $1.09M.
Northern Trust first reported a position in Prospect Capital in Q2 2013 and held it in 50 quarters.
Northern Trust's Prospect Capital position peaked at $50M in Q4 2013.
218 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2026.

Based on Northern Trust's 13F filing for Q1 2026, filed 14 May 2026.