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Prospect Capital

230 hedge funds and large institutions have $221M invested in Prospect Capital in 2024 Q2 according to their latest regulatory filings, with 30 funds opening new positions, 91 increasing their positions, 57 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 57

7% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 28

0.59% more ownership

Funds ownership: 8.96%9.55% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less funds holding

Funds holding: 232230 (-2)

7% less capital invested

Capital invested by funds: $238M → $221M (-$16.4M)

13% less call options, than puts

Call options by funds: $12.8M | Put options by funds: $14.8M

Holders
230
Holders Change
-2
Holders Change %
-0.86%
% of All Funds
3.32%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
30
Increased
91
Reduced
57
Closed
28
Calls
$12.8M
Puts
$14.8M
Net Calls
-$1.98M
Net Calls Change
-$4.41M
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$40.1M +$2.02M +368,412 +5%
YDMI
2
Y.D. More Investments
Israel
$29.1M +$20.9M +3,808,560 +304%
Legal & General Group
3
Legal & General Group
United Kingdom
$18.4M +$21.3K +3,870 +0.1%
Invesco
4
Invesco
Georgia
$11.7M -$17.5K -3,191 -0.2%
Morgan Stanley
5
Morgan Stanley
New York
$11.3M +$428K +77,934 +4%
XF
6
XML Financial
Maryland
$10.5M +$979K +178,330 +10%
BlackRock
7
BlackRock
New York
$7.65M +$67.3K +12,260 +0.9%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$6.63M +$298K +54,210 +5%
LPL Financial
9
LPL Financial
California
$5.9M -$67.1K -12,210 -1%
LSV Asset Management
10
LSV Asset Management
Illinois
$4.93M -$3.94M -717,379 -45%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$4.88M -$888K -161,680 -15%
RJA
12
Raymond James & Associates
Florida
$4.21M +$443K +80,735 +12%
BAMF
13
BI Asset Management Fondsmaeglerselskab
Denmark
$2.49M +$306K +55,722 +14%
UBS Group
14
UBS Group
Switzerland
$2.49M -$68.2K -12,424 -3%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$2.37M +$2.35M +427,966 New
MCM
16
McKinley Capital Management
Alaska
$2.26M +$5.65K +1,028 +0.3%
TI
17
TrueMark Investments
Illinois
$2.11M +$2.09M +380,932 New
Osaic Holdings
18
Osaic Holdings
Arizona
$2.03M -$1.23M -224,480 -38%
DnB Asset Management
19
DnB Asset Management
Norway
$1.89M +$128K +23,229 +7%
AAM
20
Advisors Asset Management
Colorado
$1.74M -$713K -129,847 -29%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$1.67M -$38.3K -6,966 -2%
Canada Life
22
Canada Life
Manitoba, Canada
$1.67M +$43K +7,821 +3%
DADC
23
D.A. Davidson & Co
Montana
$1.61M +$66.6K +12,125 +4%
Wells Fargo
24
Wells Fargo
California
$1.53M +$62K +11,295 +4%
US Bancorp
25
US Bancorp
Minnesota
$1.44M -$181K -33,016 -11%

PSEC Hedge Fund Activity: Q2 2024 in Review

230 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2024, worth a combined $221M — down 6.9% from $238M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new PSEC positions and 28 closed out — a net gain of 2 holders — while 91 added to existing stakes and 57 trimmed.

The largest buyer was Y.D. More Investments, adding an estimated $20.9M. The largest seller was Global Assets Advisory, exiting entirely with an estimated $8.14M sold.

  • 230 institutional investors held Prospect Capital (PSEC) as of Q2 2024, down from 232 in Q1 2024.
  • Funds reported $221M of Prospect Capital stock for Q2 2024, down 6.9% quarter-over-quarter.
  • 30 funds opened new Prospect Capital positions in Q2 2024 and 28 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q2 2024 was Y.D. More Investments, an estimated $20.9M added.
  • The largest Prospect Capital seller in Q2 2024 was Global Assets Advisory, an estimated $8.14M sold.

Based on aggregated 13F filings for Q2 2024.