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Prospect Capital

189 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 26

0.44% less ownership

Funds ownership: 10.83%10.39% (-0.44%)

3% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 58

5% less capital invested

Capital invested by funds: $207M → $197M (-$10.1M)

1% less funds holding

Funds holding: 191189 (-2)

44% less call options, than puts

Call options by funds: $2.84M | Put options by funds: $5.04M

Holders
189
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.81%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M
Name Holding Trade Value Shares
Change
Change in
Stake
LSV Asset Management
1
LSV Asset Management
Illinois
$38.4M +$430K +85,500 +1%
Legal & General Group
2
Legal & General Group
United Kingdom
$13M +$603K +119,926 +5%
Invesco
3
Invesco
Georgia
$11.1M +$2.3M +457,948 +26%
VanEck Associates
4
VanEck Associates
New York
$10.8M +$1.09M +216,579 +11%
MC
5
Muzinich & Co
New York
$9.48M -$381K -75,756 -4%
Sumitomo Mitsui Trust Group
6
Sumitomo Mitsui Trust Group
Japan
$9.48M -$381K -75,756 -4%
BlackRock
7
BlackRock
New York
$8.14M -$978K -194,523 -11%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$7.49M +$74.6K +14,841 +1%
Arrowstreet Capital
9
Arrowstreet Capital
Massachusetts
$6.73M -$7.87M -1,565,349 -54%
UBS Group
10
UBS Group
Switzerland
$5.77M -$769K -152,948 -12%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$4.76M +$197K +39,184 +4%
Two Sigma Investments
12
Two Sigma Investments
New York
$4.55M +$519K +103,160 +13%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$3.76M -$524K -104,200 -12%
Osaic Holdings
14
Osaic Holdings
Arizona
$3.34M +$118K +23,425 +4%
California Public Employees Retirement System
15
California Public Employees Retirement System
California
$3.22M +$75.9K +15,100 +2%
MCM
16
McKinley Capital Management
Alaska
$3.05M +$25.8K +5,125 +0.9%
Morgan Stanley
17
Morgan Stanley
New York
$2.7M -$124K -24,636 -4%
US Bancorp
18
US Bancorp
Minnesota
$2.15M +$917K +182,329 +74%
LPL Financial
19
LPL Financial
California
$2.12M -$74.5K -14,822 -3%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.98M +$582K +115,708 +42%
JMPWA
21
JP Morgan Private Wealth Advisors
California
$1.97M -$87.6K -17,429 -4%
Allianz Asset Management
22
Allianz Asset Management
Germany
$1.62M +$558K +110,918 +53%
SFI
23
Susquehanna Fundamental Investments
Pennsylvania
$1.6M -$177K -35,182 -10%
MIAN
24
Mariner Independent Advisor Network
Kansas
$1.49M +$8.83K +1,756 +0.6%
Wells Fargo
25
Wells Fargo
California
$1.2M +$7.74K +1,539 +0.6%

PSEC Hedge Fund Activity: Q3 2020 in Review

189 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2020, worth a combined $197M — down 4.9% from $207M a quarter earlier.

Fund positioning in PSEC was balanced in Q3 2020: 26 funds opened new positions, 26 closed out, 56 added to existing stakes and 58 trimmed.

The largest buyer was Invesco, adding an estimated $2.3M. The largest seller was Arrowstreet Capital, cutting an estimated $7.87M.

  • 189 institutional investors held Prospect Capital (PSEC) as of Q3 2020, down from 191 in Q2 2020.
  • Funds reported $197M of Prospect Capital stock for Q3 2020, down 4.9% quarter-over-quarter.
  • 26 funds opened new Prospect Capital positions in Q3 2020 and 26 closed out, a net change of 0 holders.
  • The largest Prospect Capital buyer in Q3 2020 was Invesco, an estimated $2.3M added.
  • The largest Prospect Capital seller in Q3 2020 was Arrowstreet Capital, an estimated $7.87M sold.

Based on aggregated 13F filings for Q3 2020.