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Prospect Capital

226 hedge funds and large institutions have $201M invested in Prospect Capital in 2024 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

0.65% less ownership

Funds ownership: 9.55%8.9% (-0.65%)

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 230226 (-4)

9% less capital invested

Capital invested by funds: $221M → $201M (-$20M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

61% less call options, than puts

Call options by funds: $9.79M | Put options by funds: $25M

Holders
226
Holders Change
-4
Holders Change %
-1.74%
% of All Funds
3.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
29
Increased
85
Reduced
63
Closed
32
Calls
$9.79M
Puts
$25M
Net Calls
-$15.3M
Net Calls Change
-$13.3M
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$47.4M +$8.97M +1,690,290 +23%
Legal & General Group
2
Legal & General Group
United Kingdom
$16.3M -$1.5M -282,273 -8%
Invesco
3
Invesco
Georgia
$14.6M +$3.3M +622,706 +29%
Morgan Stanley
4
Morgan Stanley
New York
$11.8M +$894K +168,551 +8%
XF
5
XML Financial
Maryland
$10.9M +$813K +153,180 +8%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$7.35M +$923K +174,007 +15%
BlackRock
7
BlackRock
New York
$6.59M -$801K -150,966 -11%
LPL Financial
8
LPL Financial
California
$5.38M -$330K -62,122 -6%
RJA
9
Raymond James & Associates
Florida
$4.53M +$446K +84,050 +11%
TI
10
TrueMark Investments
Illinois
$3.95M +$1.9M +357,220 +94%
Northern Trust
11
Northern Trust
Illinois
$3.17M +$2.42M +456,530 +336%
LSV Asset Management
12
LSV Asset Management
Illinois
$3.02M -$1.74M -327,500 -37%
BAMF
13
BI Asset Management Fondsmaeglerselskab
Denmark
$2.54M +$126K +23,792 +5%
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$2.29M +$1.18K +223 +0.1%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$2.13M +$1.69M +318,267 +399%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.02M -$2.68M -504,775 -57%
DnB Asset Management
17
DnB Asset Management
Norway
$1.99M +$159K +30,009 +9%
UBS Group
18
UBS Group
Switzerland
$1.86M -$537K -101,239 -23%
DA
19
Denali Advisors
California
$1.7M +$1.68M +317,236 New
Two Sigma Investments
20
Two Sigma Investments
New York
$1.7M +$1.36M +255,744 +416%
AAM
21
Advisors Asset Management
Colorado
$1.63M -$57.8K -10,887 -3%
DADC
22
D.A. Davidson & Co
Montana
$1.6M +$40.5K +7,641 +3%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$1.52M -$95.9K -18,078 -6%
Osaic Holdings
24
Osaic Holdings
Arizona
$1.52M -$443K -83,506 -23%
Canada Life
25
Canada Life
Manitoba, Canada
$1.43M -$188K -35,392 -12%

PSEC Hedge Fund Activity: Q3 2024 in Review

226 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2024, worth a combined $201M — down 9% from $221M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PSEC and 29 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 85 added.

The largest buyer was VanEck Associates, adding an estimated $8.97M. The largest seller was Y.D. More Investments, exiting entirely with an estimated $29.1M sold.

  • 226 institutional investors held Prospect Capital (PSEC) as of Q3 2024, down from 230 in Q2 2024.
  • Funds reported $201M of Prospect Capital stock for Q3 2024, down 9% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2024 and 32 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q3 2024 was VanEck Associates, an estimated $8.97M added.
  • The largest Prospect Capital seller in Q3 2024 was Y.D. More Investments, an estimated $29.1M sold.

Based on aggregated 13F filings for Q3 2024.