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Prospect Capital
PSEC

Overview Fund Activity

222 hedge funds and large institutions have $457M invested in Prospect Capital in 2015 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 87 increasing their positions, 59 reducing their positions, and 29 closing their positions.

Holders
222
Holders Change
+3
Holders Change %
+1.37%
% of All Funds
5.92%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.19%
New
33
Increased
87
Reduced
59
Closed
29
Calls
$3.62M
Puts
$8.97M
Net Calls
-$5.36M
Net Calls Change
-$1.07M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$67.5M
2
MUSU
2
Mitsubishi UFJ Securities (USA)
New York
$8.86M
3
LPL Financial
3
LPL Financial
California
$14.7M
4
YMRC
4
Yorktown Management & Research Company
Virginia
$7.99M
5
SC
5
Selz Capital
New York
$8.51M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$111K
2
RCM
2
Rivernorth Capital Management
Florida
$705K
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
Citadel Advisors
4
Citadel Advisors
Florida
$4.93M
5
Invesco
5
Invesco
Georgia
$8.7M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$67.5M 7,987,004 +1,294,200 +19%
Deutsche Bank
2
Deutsche Bank
Germany
$21.8M 2,585,253 -349,494 -12%
Morgan Stanley
3
Morgan Stanley
New York
$20.8M 2,456,603 +708,971 +41%
AAM
4
Advisors Asset Management
Colorado
$19.3M 2,287,147 -44,192 -2%
BG
5
BlackRock Group
United Kingdom
$16M 1,896,510 +470,865 +33%
MC
6
Muzinich & Co
New York
$15M 1,778,192 +512,283 +40%
LPL Financial
7
LPL Financial
California
$14.7M 1,755,075 +1,051,026 +149%
Wellington Management Group
8
Wellington Management Group
Massachusetts
$9.46M 1,118,902 +118,608 +12%
PAM
9
PVG Asset Management
Colorado
$9.32M 1,103,529 -282,130 -20%
TNBTD
10
Trustmark National Bank Trust Department
Mississippi
$8.96M 1,060,467 – –
MSE
11
MUFG Securities EMEA
United Kingdom
$8.86M 1,048,806 +325,100 +45%
MUSU
12
Mitsubishi UFJ Securities (USA)
New York
$8.86M 1,048,806 +1,048,806 New
Invesco
13
Invesco
Georgia
$8.7M 1,029,314 -486,109 -32%
SC
14
Selz Capital
New York
$8.51M 1,007,000 +922,000 +1,085%
AFG
15
American Financial Group
Ohio
$8.45M 1,000,000 – –
YMRC
16
Yorktown Management & Research Company
Virginia
$7.99M 945,000 +945,000 New
TFMS
17
Trust & Fiduciary Management Services
Massachusetts
$7.92M 937,751 -5,586 -0.6%
Bank of America
18
Bank of America
North Carolina
$7.27M 859,888 -457,943 -35%
Robeco Institutional Asset Management
19
Robeco Institutional Asset Management
Netherlands
$6.82M 806,839 – –
CS
20
Credit Suisse
Switzerland
$6.1M 721,443 -68,524 -9%
VanEck Associates
21
VanEck Associates
New York
$5.82M 688,810 +111,129 +19%
BC
22
Barnett & Company
Tennessee
$5.23M 618,960 +5,700 +0.9%
USAA
23
United Services Automobile Association
Texas
$5.1M 604,000 – –
MGAM
24
McGowan Group Asset Management
Texas
$5M 591,377 +40,599 +7%
Citadel Advisors
25
Citadel Advisors
Florida
$4.93M 583,836 -730,113 -56%
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