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Prospect Capital
PSEC

Overview Fund Activity

254 hedge funds and large institutions have $908M invested in Prospect Capital in 2014 Q1 according to their latest regulatory filings, with 49 funds opening new positions, 107 increasing their positions, 70 reducing their positions, and 25 closing their positions.

Holders
254
Holders Change
+19
Holders Change %
+8.09%
% of All Funds
7.34%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
49
Increased
107
Reduced
70
Closed
25
Calls
$825K
Puts
$3.47M
Net Calls
-$2.65M
Net Calls Change
-$1.39M

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$47.7M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$35.8M
3
CNB
3
City National Bank
California
$40.2M
4
LP
4
LMR Partners
United Kingdom
$14.6M
5
U
5
UBS
Switzerland
$43.2M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$83.8M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$11.1M
3
Principal Financial Group
3
Principal Financial Group
Iowa
$923K
4
Ameriprise
4
Ameriprise
Minnesota
$85K
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$12.4M
Name Market Value Shares Shares
Change 		Shares
Change %
BFA
1
BlackRock Fund Advisors
California
$83.8M 7,759,191 -7,618,382 -50%
State Street
2
State Street
Massachusetts
$61M 5,647,228 +256,484 +5%
Northern Trust
3
Northern Trust
Illinois
$48.6M 4,501,338 +44,513 +1%
Two Sigma Investments
4
Two Sigma Investments
New York
$47.7M 4,414,056 +3,322,604 +304%
U
5
UBS
Switzerland
$43.2M 4,001,152 +960,661 +32%
BIT
6
BlackRock Institutional Trust
California
$41.5M 3,838,573 +365,148 +11%
CNB
7
City National Bank
California
$40.2M 3,720,241 +1,838,834 +98%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$35.8M 3,316,252 +3,180,200 +2,337%
DFG
9
Delphi Financial Group
Delaware
$30.1M 2,784,036 -355,000 -11%
Morgan Stanley
10
Morgan Stanley
New York
$25.2M 2,333,475 +156,759 +7%
BG
11
BlackRock Group
United Kingdom
$20.4M 1,888,206 +257,233 +16%
Invesco
12
Invesco
Georgia
$16.9M 1,565,007 +327,834 +26%
Citadel Advisors
13
Citadel Advisors
Florida
$16.2M 1,503,115 +241,034 +19%
TNBTD
14
Trustmark National Bank Trust Department
Mississippi
$15.6M 1,448,692 – –
TCIM
15
TIAA CREF Investment Management
New York
$15.1M 1,393,663 +44,207 +3%
LP
16
LMR Partners
United Kingdom
$14.6M 1,356,017 +1,356,017 New
AAM
17
Advisors Asset Management
Colorado
$13M 1,207,018 +294,030 +32%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$12.4M 1,150,339 -1,010,146 -47%
Deutsche Bank
19
Deutsche Bank
Germany
$12M 1,114,271 +2,497 +0.2%
BIM
20
BlackRock Investment Management
Delaware
$11.5M 1,061,980 -33,195 -3%
Vanguard Group
21
Vanguard Group
Pennsylvania
$11.1M 1,029,906 -3,127,825 -75%
Bank of America
22
Bank of America
North Carolina
$10.5M 970,260 +493,404 +103%
YMRC
23
Yorktown Management & Research Company
Virginia
$9.72M 900,000 – –
Robeco Institutional Asset Management
24
Robeco Institutional Asset Management
Netherlands
$8.94M 827,459 +155,441 +23%
TA
25
Teachers Advisors
New York
$7.84M 725,609 +56,050 +8%
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