City National Bank’s Prospect Capital PSEC Stock Holding History

City National Bank’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	$196K	Sell	27,506 -368,249	-93%	-$2.74M	﹤0.01%	779
2015 Q2	$2.92M	Sell	395,755 -21,954	-5%	-$176K	0.02%	328
2015 Q1	$3.53M	Sell	417,709 -354,840	-46%	-$3.03M	0.03%	314
2014 Q4	$6.38M	Sell	772,549 -4,324,896	-85%	-$39.9M	0.06%	254
2014 Q3	$50.5M	Buy	5,097,445 +700,018	+16%	+$7.38M	0.46%	73
2014 Q2	$46.7M	Buy	4,397,427 +677,186	+18%	+$7.04M	0.43%	78
2014 Q1	$40.2M	Buy	3,720,241 +1,838,834	+98%	+$20.3M	0.56%	63
2013 Q4	$21.1M	Buy	1,881,407 +1,793,407	+2,038%	+$20.2M	0.32%	114
2013 Q3	$983K	Buy	+88,000	New	+$977K	0.02%	390

Other funds holding PSEC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

SCM

Scopia Capital Management New York $146M AUM 25.93% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

City National Bank's PSEC Position: Q3 2015 in Review

City National Bank reduced its Prospect Capital (PSEC) stake by 93% in Q3 2015, selling an estimated $2.74M and leaving 27,506 shares worth $196K. The position accounts for ﹤0.01% of the portfolio, ranked #779.

City National Bank first reported a position in PSEC in Q3 2013 and has held it in 9 quarters since. The position peaked at $50.5M in Q3 2014. 209 funds tracked by Wall St. Rank hold PSEC as of Q3 2015.

City National Bank held 27,506 shares of Prospect Capital worth $196K as of Q3 2015.
City National Bank sold 368,249 Prospect Capital shares in Q3 2015, an estimated $2.74M.
Prospect Capital made up ﹤0.01% of City National Bank's portfolio in Q3 2015, its #779 holding.
City National Bank first reported a position in Prospect Capital in Q3 2013 and has held it in 9 quarters since.
City National Bank's Prospect Capital position peaked at $50.5M in Q3 2014.
209 funds tracked by Wall St. Rank held Prospect Capital as of Q3 2015.

Based on City National Bank's 13F filing for Q3 2015, filed 29 Oct 2015.