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Prospect Capital
PSEC

Overview Fund Activity

209 hedge funds and large institutions have $364M invested in Prospect Capital in 2015 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 62 increasing their positions, 77 reducing their positions, and 26 closing their positions.

Holders
209
Holders Change
+5
Holders Change %
+2.45%
% of All Funds
5.84%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.17%
New
33
Increased
62
Reduced
77
Closed
26
Calls
$3.25M
Puts
$9.4M
Net Calls
-$6.15M
Net Calls Change
+$2.1M

Top Buyers

1
SCM
1
Scopia Capital Management
New York
$16.1M
2
JPMPWA
2
J.P. Morgan Private Wealth Advisors
California
$10.9M
3
HSBC Holdings
3
HSBC Holdings
United Kingdom
$3M
4
Morgan Stanley
4
Morgan Stanley
New York
$22.9M
5
BL
5
BCWM LLC
Kansas
$2.48M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$33.5M
2
LPL Financial
2
LPL Financial
California
$2.64M
3
Deutsche Bank
3
Deutsche Bank
Germany
$20.9M
4
FIM
4
Freedom Investment Management
Connecticut
$277K
5
Two Sigma Investments
5
Two Sigma Investments
New York
$2.08M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$33.5M 4,692,969 -2,180,170 -32%
Morgan Stanley
2
Morgan Stanley
New York
$22.9M 3,204,879 +350,552 +12%
Deutsche Bank
3
Deutsche Bank
Germany
$20.9M 2,929,042 -1,306,749 -31%
SCM
4
Scopia Capital Management
New York
$16.1M 2,257,073 +2,157,073 +2,157%
AAM
5
Advisors Asset Management
Colorado
$15.1M 2,122,080 -77,325 -4%
MC
6
Muzinich & Co
New York
$14.1M 1,987,751 +8,566 +0.4%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$12.2M 1,717,573 +284,143 +20%
BG
8
BlackRock Group
United Kingdom
$11.9M 1,668,291 -170,058 -9%
JPMPWA
9
J.P. Morgan Private Wealth Advisors
California
$10.9M 1,533,416 +696,452 +83%
Wellington Management Group
10
Wellington Management Group
Massachusetts
$9.89M 1,387,426 +268,524 +24%
PAM
11
PVG Asset Management
Colorado
$9.54M 1,337,710 +254,239 +23%
TNBTD
12
Trustmark National Bank Trust Department
Mississippi
$7.56M 1,060,467 – –
Invesco
13
Invesco
Georgia
$7.47M 1,047,448 +33,655 +3%
AFG
14
American Financial Group
Ohio
$7.13M 1,000,000 – –
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$6.8M 953,672 -12,052 -1%
VanEck Associates
16
VanEck Associates
New York
$6.34M 889,290 +30,185 +4%
CS
17
Credit Suisse
Switzerland
$5.83M 817,140 -103,738 -11%
MP
18
Mangrove Partners
Connecticut
$5.37M 753,321 +200,000 +36%
LSV Asset Management
19
LSV Asset Management
Illinois
$4.86M 681,400 +46,500 +7%
USAA
20
United Services Automobile Association
Texas
$4.66M 654,000 – –
MGAM
21
McGowan Group Asset Management
Texas
$4.49M 629,679 +23,945 +4%
SCM
22
Summit Capital Management
Washington
$4.15M 582,211 +34,942 +6%
BC
23
Barnett & Company
Tennessee
$4.13M 579,435 -18,550 -3%
Citigroup
24
Citigroup
New York
$3.85M 539,730 -211,993 -28%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$3.59M 503,737 +109,329 +28%
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