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Prospect Capital

224 hedge funds and large institutions have $381M invested in Prospect Capital in 2018 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 70 increasing their positions, 69 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 20

29% more capital invested

Capital invested by funds: $294M → $381M (+$86.1M)

4% more funds holding

Funds holding: 216224 (+8)

2.15% more ownership

Funds ownership: 12.1%14.24% (+2.1%)

1% more repeat investments, than reductions

Existing positions increased: 70 | Existing positions reduced: 69

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

86% less call options, than puts

Call options by funds: $3.57M | Put options by funds: $24.9M

Holders
224
Holders Change
+8
Holders Change %
+3.7%
% of All Funds
5.12%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
29
Increased
70
Reduced
69
Closed
20
Calls
$3.57M
Puts
$24.9M
Net Calls
-$21.3M
Net Calls Change
-$2.89M
Name Holding Trade Value Shares
Change
Change in
Stake
LSV Asset Management
1
LSV Asset Management
Illinois
$39M +$2.73M +386,110 +8%
MC
2
Muzinich & Co
New York
$36.9M -$7.76M -1,097,056 -18%
CS
3
Credit Suisse
Switzerland
$20.3M +$19.5M +2,762,626 New
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$18.4M +$17.8M +2,511,817 New
VanEck Associates
5
VanEck Associates
New York
$17.1M +$1.32M +186,744 +9%
Invesco
6
Invesco
Georgia
$16.2M -$1.12M -157,922 -7%
UBS Group
7
UBS Group
Switzerland
$14.9M +$234K +33,070 +2%
Two Sigma Investments
8
Two Sigma Investments
New York
$11.9M +$5.92M +836,682 +107%
Morgan Stanley
9
Morgan Stanley
New York
$11.7M -$570K -80,585 -5%
BlackRock
10
BlackRock
New York
$10.7M -$316K -44,639 -3%
Legal & General Group
11
Legal & General Group
United Kingdom
$10.6M +$261K +36,882 +3%
Deutsche Bank
12
Deutsche Bank
Germany
$8.71M -$4.04M -570,910 -32%
Millennium Management
13
Millennium Management
New York
$7.46M -$59.9K -8,466 -0.8%
MCM
14
McKinley Capital Management
Alaska
$6.32M +$26.9K +3,800 +0.4%
Two Sigma Advisers
15
Two Sigma Advisers
New York
$6.18M +$3.67M +519,000 +160%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$5.72M -$172K -24,345 -3%
Allianz Asset Management
17
Allianz Asset Management
Germany
$5.66M +$3.75M +530,735 +220%
CP
18
Camelot Portfolios
Ohio
$5.3M -$217K -30,744 -4%
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$5.18M -$38.2K -5,400 -0.8%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$4.33M -$345K -48,723 -8%
QOP
21
Quinn Opportunity Partners
Virginia
$4.28M -$990K -139,900 -19%
JMPWA
22
JP Morgan Private Wealth Advisors
California
$3.96M +$339K +47,956 +10%
AG
23
Advisor Group
Arizona
$3.89M +$743K +105,067 +25%
GC
24
Guggenheim Capital
Illinois
$3.85M -$34.5K -4,875 -0.9%
LPL Financial
25
LPL Financial
California
$3.69M +$612K +86,544 +21%

PSEC Hedge Fund Activity: Q3 2018 in Review

224 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2018, worth a combined $381M — up 29% from $294M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PSEC positions and 20 closed out — a net gain of 9 holders — while 70 added to existing stakes and 69 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $19.5M. The largest seller was Muzinich & Co, cutting an estimated $7.76M.

  • 224 institutional investors held Prospect Capital (PSEC) as of Q3 2018, up from 216 in Q2 2018.
  • Funds reported $381M of Prospect Capital stock for Q3 2018, up 29% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2018 and 20 closed out, a net change of +9 holders.
  • The largest Prospect Capital buyer in Q3 2018 was Credit Suisse, an estimated $19.5M added.
  • The largest Prospect Capital seller in Q3 2018 was Muzinich & Co, an estimated $7.76M sold.

Based on aggregated 13F filings for Q3 2018.