Ares Management’s Prospect Capital PSEC Stock Holding History

Ares Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-40,050	Closed	-$265K	–	64
2019 Q1	$261K	Sell	40,050 -55,000	-58%	-$366K	0.02%	56
2018 Q4	$600K	Buy	+95,050	New	+$642K	0.04%	51
2018 Q3	–	Sell	-279,288	Closed	-$1.87M	–	61
2018 Q2	$1.87M	Hold	279,288	–	–	0.07%	38
2018 Q1	$1.83M	Sell	279,288 -259	-0.1%	-$1.73K	0.06%	37
2017 Q4	$1.88M	Sell	279,547 -146,344	-34%	-$954K	0.06%	41
2017 Q3	$2.86M	Buy	+425,891	New	+$3.19M	0.1%	37
2017 Q1	–	Sell	-1,076,478	Closed	-$8.99M	–	58
2016 Q4	$8.99M	Buy	1,076,478 +698,493	+185%	+$5.61M	0.51%	14
2016 Q3	$3.06M	Buy	377,985 +152,985	+68%	+$1.26M	0.2%	31
2016 Q2	$1.74M	Buy	+225,000	New	+$1.69M	0.14%	25

Other funds holding PSEC

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ares Management's PSEC Position: Q2 2019 in Review

Ares Management sold out of Prospect Capital (PSEC) in Q2 2019, closing a stake of 40,050 shares — an estimated $265K sold.

Ares Management first reported a position in PSEC in Q2 2016 and held it in 9 quarters. The position peaked at $8.99M in Q4 2016. 213 funds tracked by Wall St. Rank hold PSEC as of Q2 2019.

Ares Management reported no remaining Prospect Capital position as of Q2 2019 after selling out during the quarter.
Ares Management sold 40,050 Prospect Capital shares in Q2 2019, an estimated $265K.
Ares Management first reported a position in Prospect Capital in Q2 2016 and held it in 9 quarters.
Ares Management's Prospect Capital position peaked at $8.99M in Q4 2016.
213 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2019.

Based on Ares Management's 13F filing for Q2 2019, filed 14 Aug 2019.