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Prospect Capital

213 hedge funds and large institutions have $300M invested in Prospect Capital in 2019 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 63 increasing their positions, 66 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

15% more capital invested

Capital invested by funds: $260M → $300M (+$40M)

0.61% more ownership

Funds ownership: 11.91%12.52% (+0.61%)

5% less repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 66

4% less funds holding

Funds holding: 221213 (-8)

15% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 33

92% less call options, than puts

Call options by funds: $1.68M | Put options by funds: $20.1M

Holders
213
Holders Change
-8
Holders Change %
-3.62%
% of All Funds
4.63%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
28
Increased
63
Reduced
66
Closed
33
Calls
$1.68M
Puts
$20.1M
Net Calls
-$18.4M
Net Calls Change
-$3.64M
Name Holding Trade Value Shares
Change
Change in
Stake
LSV Asset Management
1
LSV Asset Management
Illinois
$38.2M +$974K +147,208 +3%
MC
2
Muzinich & Co
New York
$22.7M -$2.13M -321,220 -8%
UBS Group
3
UBS Group
Switzerland
$22M -$10.7M -1,609,652 -32%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$18.9M +$7.49M +1,131,000 +64%
VanEck Associates
5
VanEck Associates
New York
$13.7M +$671K +101,436 +5%
Legal & General Group
6
Legal & General Group
United Kingdom
$12.2M +$322K +48,676 +3%
Allianz Asset Management
7
Allianz Asset Management
Germany
$11.8M -$2.77M -419,238 -19%
BlackRock
8
BlackRock
New York
$10.7M +$1.19M +180,195 +12%
Arrowstreet Capital
9
Arrowstreet Capital
Massachusetts
$10.5M +$3.83M +578,890 +56%
Morgan Stanley
10
Morgan Stanley
New York
$9.4M -$1.15M -173,808 -11%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$9.33M +$4.72M +713,411 +100%
Skandinaviska Enskilda Banken (SEB)
12
Skandinaviska Enskilda Banken (SEB)
Sweden
$6.15M +$6.23M +942,000 New
MCM
13
McKinley Capital Management
Alaska
$5.51M +$12.1K +1,829 +0.2%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$4.99M -$110K -16,667 -2%
Two Sigma Investments
15
Two Sigma Investments
New York
$4.43M +$2.93M +443,399 +189%
VEA
16
Virtus ETF Advisers
New York
$4.43M +$4.49M +677,869 New
CP
17
Camelot Portfolios
Ohio
$4.21M +$144K +21,693 +3%
California Public Employees Retirement System
18
California Public Employees Retirement System
California
$3.64M -$159K -24,100 -4%
LPL Financial
19
LPL Financial
California
$3.3M -$60K -9,059 -2%
Deutsche Bank
20
Deutsche Bank
Germany
$3.01M -$2.18K -330 -0.1%
AG
21
Advisor Group
Arizona
$2.9M +$91.8K +13,878 +3%
NAM
22
Nissay Asset Management
Japan
$2.67M
Invesco
23
Invesco
Georgia
$2.67M -$141K -21,377 -5%
USAA
24
United Services Automobile Association
Texas
$2.64M
JMPWA
25
JP Morgan Private Wealth Advisors
California
$2.55M +$345K +52,180 +15%

PSEC Hedge Fund Activity: Q2 2019 in Review

213 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2019, worth a combined $300M — up 15% from $260M a quarter earlier.

Sellers outnumbered buyers: 33 funds closed out of PSEC and 28 opened new positions — a net loss of 5 holders — while 66 trimmed existing stakes and 63 added.

The largest buyer was Bank of Montreal, adding an estimated $7.49M. The largest seller was UBS Group, cutting an estimated $10.7M.

  • 213 institutional investors held Prospect Capital (PSEC) as of Q2 2019, down from 221 in Q1 2019.
  • Funds reported $300M of Prospect Capital stock for Q2 2019, up 15% quarter-over-quarter.
  • 28 funds opened new Prospect Capital positions in Q2 2019 and 33 closed out, a net change of -5 holders.
  • The largest Prospect Capital buyer in Q2 2019 was Bank of Montreal, an estimated $7.49M added.
  • The largest Prospect Capital seller in Q2 2019 was UBS Group, an estimated $10.7M sold.

Based on aggregated 13F filings for Q2 2019.