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Prospect Capital
PSEC

Overview Fund Activity

215 hedge funds and large institutions have $231M invested in Prospect Capital in 2022 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 79 increasing their positions, 54 reducing their positions, and 37 closing their positions.

Holders
215
Holders Change
-12
Holders Change %
-5.29%
% of All Funds
3.4%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
79
Reduced
54
Closed
37
Calls
$8.67M
Puts
$3.25M
Net Calls
+$5.42M
Net Calls Change
+$736K

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$32.6M
2
Northern Trust
2
Northern Trust
Illinois
$2.49M
3
AAM
3
Advisors Asset Management
Colorado
$5.9M
4
MFG
4
Merit Financial Group
Georgia
$714K
5
CSS
5
Cubist Systematic Strategies
Connecticut
$880K

Top Sellers

1
BlackRock
1
BlackRock
New York
$15.2M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$988K
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
HF
4
HRT Financial
New York
$0
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$1.37M
Name Market Value Shares Shares
Change 		Shares
Change %
VanEck Associates
1
VanEck Associates
New York
$32.6M 3,933,957 +741,781 +23%
Legal & General Group
2
Legal & General Group
United Kingdom
$17.8M 2,154,209 -87,629 -4%
LSV Asset Management
3
LSV Asset Management
Illinois
$15.3M 1,847,902 -94,000 -5%
BlackRock
4
BlackRock
New York
$15.2M 1,835,826 -742,264 -29%
Morgan Stanley
5
Morgan Stanley
New York
$11.6M 1,403,042 -15,911 -1%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$11.2M 1,346,900 -130,200 -9%
Sumitomo Mitsui Trust Group
7
Sumitomo Mitsui Trust Group
Japan
$7.5M 906,095 -22,662 -2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$6.91M 834,596 +5,404 +0.7%
UBS Group
9
UBS Group
Switzerland
$6.65M 802,623 -24,107 -3%
LPL Financial
10
LPL Financial
California
$5.94M 716,992 +67,794 +10%
AAM
11
Advisors Asset Management
Colorado
$5.9M 711,926 +93,874 +15%
MCM
12
McKinley Capital Management
Alaska
$4.62M 557,932 +1,280 +0.2%
Osaic Holdings
13
Osaic Holdings
Arizona
$4.49M 543,954 +17,622 +3%
JPMPWA
14
J.P. Morgan Private Wealth Advisors
California
$4.45M 537,632 +68,235 +15%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$3.27M 395,269 +30,419 +8%
US Bancorp
16
US Bancorp
Minnesota
$3.27M 395,167 -10,000 -2%
RJA
17
Raymond James & Associates
Florida
$2.73M 330,088 +39,616 +14%
MIAN
18
Mariner Independent Advisor Network
Kansas
$2.5M 299,293 +45,632 +18%
Northern Trust
19
Northern Trust
Illinois
$2.49M 300,640 +150,857 +101%
DnB Asset Management
20
DnB Asset Management
Norway
$2.28M 275,573 -53,727 -16%
DADC
21
D.A. Davidson & Co
Montana
$2.02M 243,527 -8,465 -3%
XF
22
XML Financial
Maryland
$1.86M 225,108 +3,780 +2%
KPWS
23
Kestra Private Wealth Services
Texas
$1.85M 222,777 +6,907 +3%
IAIM
24
International Assets Investment Management
Florida
$1.8M 250,339 +1,106 +0.4%
PTC
25
Philadelphia Trust Company
Pennsylvania
$1.55M 187,600 +4,000 +2%
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