We are live on ! Find out more
PSEC icon

Prospect Capital

216 hedge funds and large institutions have $231M invested in Prospect Capital in 2022 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 79 increasing their positions, 55 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more call options, than puts

Call options by funds: $8.67M | Put options by funds: $3.25M

44% more repeat investments, than reductions

Existing positions increased: 79 | Existing positions reduced: 55

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.41% less ownership

Funds ownership: 7.77%7.36% (-0.41%)

5% less funds holding

Funds holding: 228216 (-12)

9% less capital invested

Capital invested by funds: $254M → $231M (-$23.8M)

22% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 37

Holders
216
Holders Change
-12
Holders Change %
-5.26%
% of All Funds
3.41%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
29
Increased
79
Reduced
55
Closed
37
Calls
$8.67M
Puts
$3.25M
Net Calls
+$5.42M
Net Calls Change
+$736K
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$32.6M +$6.18M +741,781 +23%
Legal & General Group
2
Legal & General Group
United Kingdom
$17.8M -$730K -87,629 -4%
LSV Asset Management
3
LSV Asset Management
Illinois
$15.3M -$783K -94,000 -5%
BlackRock
4
BlackRock
New York
$15.2M -$6.18M -742,264 -29%
Morgan Stanley
5
Morgan Stanley
New York
$11.6M -$132K -15,911 -1%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$11.2M -$1.08M -130,200 -9%
Sumitomo Mitsui Trust Group
7
Sumitomo Mitsui Trust Group
Japan
$7.5M -$189K -22,662 -2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$6.91M +$45K +5,404 +0.7%
UBS Group
9
UBS Group
Switzerland
$6.64M -$201K -24,107 -3%
LPL Financial
10
LPL Financial
California
$5.94M +$564K +67,794 +10%
AAM
11
Advisors Asset Management
Colorado
$5.89M +$782K +93,874 +15%
MCM
12
McKinley Capital Management
Alaska
$4.62M +$10.7K +1,280 +0.2%
Osaic Holdings
13
Osaic Holdings
Arizona
$4.49M +$147K +17,622 +3%
JMPWA
14
JP Morgan Private Wealth Advisors
California
$4.45M +$568K +68,235 +15%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$3.27M +$253K +30,419 +8%
US Bancorp
16
US Bancorp
Minnesota
$3.27M -$83.3K -10,000 -2%
RJA
17
Raymond James & Associates
Florida
$2.73M +$330K +39,616 +14%
MIAN
18
Mariner Independent Advisor Network
Kansas
$2.5M +$380K +45,632 +18%
Northern Trust
19
Northern Trust
Illinois
$2.49M +$1.26M +150,857 +101%
DnB Asset Management
20
DnB Asset Management
Norway
$2.28M -$447K -53,727 -16%
DADC
21
D.A. Davidson & Co
Montana
$2.02M -$70.5K -8,465 -3%
XF
22
XML Financial
Maryland
$1.86M +$31.5K +3,780 +2%
KPWS
23
Kestra Private Wealth Services
Texas
$1.84M +$57.5K +6,907 +3%
IAIM
24
International Assets Investment Management
Florida
$1.8M +$9.21K +1,106 +0.4%
PTC
25
Philadelphia Trust Company
Pennsylvania
$1.55M +$33.3K +4,000 +2%

PSEC Hedge Fund Activity: Q1 2022 in Review

216 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q1 2022, worth a combined $231M — down 9.3% from $254M a quarter earlier.

Sellers outnumbered buyers: 37 funds closed out of PSEC and 29 opened new positions — a net loss of 8 holders — while 55 trimmed existing stakes and 79 added.

The largest buyer was VanEck Associates, adding an estimated $6.18M. The largest seller was BlackRock, cutting an estimated $6.18M.

  • 216 institutional investors held Prospect Capital (PSEC) as of Q1 2022, down from 228 in Q4 2021.
  • Funds reported $231M of Prospect Capital stock for Q1 2022, down 9.3% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q1 2022 and 37 closed out, a net change of -8 holders.
  • The largest Prospect Capital buyer in Q1 2022 was VanEck Associates, an estimated $6.18M added.
  • The largest Prospect Capital seller in Q1 2022 was BlackRock, an estimated $6.18M sold.

Based on aggregated 13F filings for Q1 2022.