Allianz Asset Management’s Prospect Capital PSEC Stock Holding History

Allianz Asset Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-114,942	Closed	-$804K	–	2072
2022 Q2	$804K	Sell	114,942 -4,412	-4%	-$33.9K	﹤0.01%	1751
2022 Q1	$988K	Sell	119,354 -467,478	-80%	-$3.89M	﹤0.01%	1864
2021 Q4	$4.93M	Sell	586,832 -20,511	-3%	-$173K	﹤0.01%	1244
2021 Q3	$4.68M	Buy	607,343 +362,512	+148%	+$2.92M	﹤0.01%	1304
2021 Q2	$2.05M	Buy	244,831 +64,914	+36%	+$543K	﹤0.01%	1466
2021 Q1	$1.38M	Sell	179,917 -56,517	-24%	-$390K	﹤0.01%	1528
2020 Q4	$1.28M	Sell	236,434 -84,760	-26%	-$446K	﹤0.01%	1432
2020 Q3	$1.62M	Buy	321,194 +110,918	+53%	+$558K	﹤0.01%	1318
2020 Q2	$1.07M	Sell	210,276 -64,348	-23%	-$301K	﹤0.01%	1803
2020 Q1	$1.17M	Sell	274,624 -256,285	-48%	-$1.51M	﹤0.01%	1728
2019 Q4	$3.42M	Sell	530,909 -807,358	-60%	-$5.26M	﹤0.01%	1655
2019 Q3	$8.82M	Sell	1,338,267 -469,654	-26%	-$3.1M	0.01%	1177
2019 Q2	$11.8M	Sell	1,807,921 -419,238	-19%	-$2.77M	0.01%	1108
2019 Q1	$14.5M	Buy	2,227,159 +334,006	+18%	+$2.22M	0.01%	914
2018 Q4	$11.9M	Buy	1,893,153 +1,121,273	+145%	+$7.57M	0.01%	1028
2018 Q3	$5.66M	Buy	771,880 +530,735	+220%	+$3.75M	0.01%	1502
2018 Q2	$1.62M	Sell	241,145 -580,553	-71%	-$3.86M	﹤0.01%	2030
2018 Q1	$5.38M	Sell	821,698 -149,378	-15%	-$997K	0.01%	1507
2017 Q4	$6.54M	Buy	971,076 +600,833	+162%	+$3.92M	0.01%	1506
2017 Q3	$2.49M	Sell	370,243 -42,814	-10%	-$321K	﹤0.01%	1926
2017 Q2	$3.35M	Buy	413,057 +80,022	+24%	+$686K	﹤0.01%	1773
2017 Q1	$3.01M	Sell	333,035 -2,406	-0.7%	-$21.6K	﹤0.01%	1842
2016 Q4	$2.8M	Buy	335,441 +166,513	+99%	+$1.34M	﹤0.01%	1846
2016 Q3	$1.37M	Buy	168,928 +130,254	+337%	+$1.07M	﹤0.01%	2120
2016 Q2	$302K	Sell	38,674 -55,013	-59%	-$414K	﹤0.01%	2430
2016 Q1	$681K	Buy	93,687 +1,115	+1%	+$7.41K	﹤0.01%	2193
2015 Q4	$647K	Buy	92,572 +22,419	+32%	+$163K	﹤0.01%	2126
2015 Q3	$500K	Buy	70,153 +15,131	+27%	+$113K	﹤0.01%	2046
2015 Q2	$407K	Buy	+55,022	New	+$442K	﹤0.01%	2185
2015 Q1	–	Sell	-7,644	Closed	-$63K	–	2324
2014 Q4	$63K	Sell	7,644 -83,900	-92%	-$774K	﹤0.01%	2305
2014 Q3	$906K	Buy	91,544 +4,999	+6%	+$52.7K	﹤0.01%	1692
2014 Q2	$920K	Buy	86,545 +805	+0.9%	+$8.37K	﹤0.01%	1415
2014 Q1	$926K	Sell	85,740 -47,473	-36%	-$525K	﹤0.01%	1420
2013 Q4	$1.5M	Sell	133,213 -23,053	-15%	-$259K	﹤0.01%	1293
2013 Q3	$1.75M	Sell	156,266 -181,784	-54%	-$2.02M	﹤0.01%	1226
2013 Q2	$3.65M	Buy	+338,050	New	+$3.62M	0.01%	997

Other funds holding PSEC

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Allianz Asset Management's PSEC Position: Q3 2022 in Review

Allianz Asset Management sold out of Prospect Capital (PSEC) in Q3 2022, closing a stake of 114,942 shares — an estimated $804K sold.

Allianz Asset Management first reported a position in PSEC in Q2 2013 and held it in 36 quarters. The position peaked at $14.5M in Q1 2019. 229 funds tracked by Wall St. Rank hold PSEC as of Q3 2022.

Allianz Asset Management reported no remaining Prospect Capital position as of Q3 2022 after selling out during the quarter.
Allianz Asset Management sold 114,942 Prospect Capital shares in Q3 2022, an estimated $804K.
Allianz Asset Management first reported a position in Prospect Capital in Q2 2013 and held it in 36 quarters.
Allianz Asset Management's Prospect Capital position peaked at $14.5M in Q1 2019.
229 funds tracked by Wall St. Rank held Prospect Capital as of Q3 2022.

Based on Allianz Asset Management's 13F filing for Q3 2022, filed 8 Nov 2022.