PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

206 hedge funds and large institutions have $346M invested in Prospect Capital in 2015 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 86 increasing their positions, 57 reducing their positions, and 31 closing their positions.

Holders
206
Holders Change
-3
Holders Change %
-1.44%
% of All Funds
5.41%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.11%
New
29
Increased
86
Reduced
57
Closed
31
Calls
$3.34M
Puts
$12.4M
Net Calls
-$9.04M
Net Calls Change
-$2.89M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$28.1M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$10.2M
3
LPL Financial
3
LPL Financial
California
$4.77M
4
Millennium Management
4
Millennium Management
New York
$2.36M
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$11.6M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$16.4M
2
SCM
2
Scopia Capital Management
New York
$698K
3
Deutsche Bank
3
Deutsche Bank
Germany
$11.9M
4
PAM
4
PVG Asset Management
Colorado
$5.11M
5
HSBC Holdings
5
HSBC Holdings
United Kingdom
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$28.1M 4,022,830 +2,305,257 +134%
Morgan Stanley
2
Morgan Stanley
New York
$23.5M 3,364,077 +159,198 +5%
UBS Group
3
UBS Group
Switzerland
$16.4M 2,354,260 -2,338,709 -50%
MC
4
Muzinich & Co
New York
$15.3M 2,192,433 +204,682 +10%
AAM
5
Advisors Asset Management
Colorado
$12.9M 1,853,156 -268,924 -13%
Deutsche Bank
6
Deutsche Bank
Germany
$11.9M 1,700,405 -1,228,637 -42%
Wellington Management Group
7
Wellington Management Group
Massachusetts
$11.6M 1,655,025 +267,599 +19%
JPMPWA
8
J.P. Morgan Private Wealth Advisors
California
$11M 1,576,100 +42,684 +3%
BG
9
BlackRock Group
United Kingdom
$11M 1,569,798 -98,493 -6%
Two Sigma Investments
10
Two Sigma Investments
New York
$10.2M 1,464,026 +1,171,759 +401%
TNBTD
11
Trustmark National Bank Trust Department
Mississippi
$7.4M 1,060,467 – –
AFG
12
American Financial Group
Ohio
$6.98M 1,000,000 – –
VanEck Associates
13
VanEck Associates
New York
$6.8M 974,017 +84,727 +10%
Invesco
14
Invesco
Georgia
$6.75M 967,076 -80,372 -8%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$6.29M 900,545 -53,127 -6%
LSV Asset Management
16
LSV Asset Management
Illinois
$5.84M 836,656 +155,256 +23%
CS
17
Credit Suisse
Switzerland
$5.71M 818,446 +1,306 +0.2%
MP
18
Mangrove Partners
Connecticut
$5.26M 753,321 – –
PAM
19
PVG Asset Management
Colorado
$5.11M 732,329 -605,381 -45%
LPL Financial
20
LPL Financial
California
$4.77M 669,239 +312,363 +88%
MGAM
21
McGowan Group Asset Management
Texas
$4.6M 658,992 +29,313 +5%
USAA
22
United Services Automobile Association
Texas
$4.57M 654,000 – –
SCM
23
Summit Capital Management
Washington
$4.32M 618,693 +36,482 +6%
Legal & General Group
24
Legal & General Group
United Kingdom
$3.87M 554,447 +83,928 +18%
BC
25
Barnett & Company
Tennessee
$3.87M 554,584 -24,851 -4%
1
2 3 4 5