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Prospect Capital
PSEC

Overview Fund Activity

241 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 41 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

Holders
241
Holders Change
+9
Holders Change %
+3.88%
% of All Funds
3.53%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
41
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M

Top Buyers

1
Invesco
1
Invesco
Georgia
$10.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$20.3M
3
VanEck Associates
3
VanEck Associates
New York
$36.9M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$4.24M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$3.9M

Top Sellers

1
PWS
1
Paragon Wealth Strategies
Florida
$0
2
Northern Trust
2
Northern Trust
Illinois
$941K
3
Group One Trading
3
Group One Trading
Illinois
$773K
4
Qube Research & Technologies (QRT)
4
Qube Research & Technologies (QRT)
United Kingdom
$1.09M
5
Sumitomo Mitsui Trust Group
5
Sumitomo Mitsui Trust Group
Japan
$197K
Name Market Value Shares Shares
Change 		Shares
Change %
VanEck Associates
1
VanEck Associates
New York
$36.9M 6,161,151 +1,276,762 +26%
YDMI
2
Y.D. More Investments
Israel
$31.8M 1,273,209 – –
Morgan Stanley
3
Morgan Stanley
New York
$20.3M 3,394,316 +1,537,326 +83%
Legal & General Group
4
Legal & General Group
United Kingdom
$19.1M 3,198,707 +244,337 +8%
LSV Asset Management
5
LSV Asset Management
Illinois
$12.2M 2,035,654 +298,400 +17%
Invesco
6
Invesco
Georgia
$10.6M 1,766,490 +1,681,113 +1,969%
XF
7
XML Financial
Maryland
$7.95M 1,326,672 -57,723 -4%
BlackRock
8
BlackRock
New York
$7.54M 1,258,230 +14,600 +1%
LPL Financial
9
LPL Financial
California
$6.26M 1,045,257 +145,732 +16%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$6.16M 1,028,776 +98,173 +11%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$5.73M 956,275 +164,372 +21%
Osaic Holdings
12
Osaic Holdings
Arizona
$4.64M 774,589 -64,713 -8%
Marshall Wace
13
Marshall Wace
United Kingdom
$4.24M 708,473 +708,473 New
JPMorgan Chase & Co
14
JPMorgan Chase & Co
New York
$3.9M 650,928 +609,250 +1,462%
Two Sigma Investments
15
Two Sigma Investments
New York
$3.62M 605,011 +536,545 +784%
RJA
16
Raymond James & Associates
Florida
$3.51M 585,863 +186,886 +47%
Millennium Management
17
Millennium Management
New York
$2.73M 456,409 +456,409 New
AAM
18
Advisors Asset Management
Colorado
$2.7M 450,365 -164,159 -27%
MCM
19
McKinley Capital Management
Alaska
$2.52M 421,521 -5,133 -1%
UBS Group
20
UBS Group
Switzerland
$2.42M 403,395 +14,321 +4%
JF
21
Jump Financial
Illinois
$1.97M 328,220 +168,820 +106%
US Bancorp
22
US Bancorp
Minnesota
$1.75M 291,416 +1,350 +0.5%
DADC
23
D.A. Davidson & Co
Montana
$1.69M 281,757 +4,996 +2%
Canada Life
24
Canada Life
Manitoba, Canada
$1.55M 260,671 -24,580 -9%
DnB Asset Management
25
DnB Asset Management
Norway
$1.52M 254,115 +42,005 +20%
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