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Prospect Capital
PSEC

203 hedge funds and large institutions have $796M invested in Prospect Capital in 2013 Q2 according to their latest regulatory filings, with 203 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

73% less call options, than puts

Call options by funds: $695K | Put options by funds: $2.59M

Holders
203
Holders Change
+203
Holders Change %
–
% of All Funds
6.63%
Holding in Top 10
5
Holding in Top 10 Change
+5
Holding in Top 10 Change %
% of All Funds
0.16%
New
203
Increased
–
Reduced
–
Closed
–
Calls
$695K
Puts
$2.59M
Net Calls
-$1.9M
Net Calls Change
-$1.9M

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
BFA
1
BlackRock Fund Advisors
California
$118M +$117M +10,956,940 New
State Street
2
State Street
Massachusetts
$47.8M +$47.4M +4,424,676 New
Northern Trust
3
Northern Trust
Illinois
$40.6M +$40.2M +3,756,699 New
KeyBank National Association
4
KeyBank National Association
Ohio
$39.7M +$39.3M +3,672,062 New
BIT
5
BlackRock Institutional Trust
California
$35.2M +$34.9M +3,254,842 New
Vanguard Group
6
Vanguard Group
Pennsylvania
$32.5M +$32.3M +3,011,063 New
Principal Financial Group
7
Principal Financial Group
Iowa
$27.8M +$27.5M +2,570,361 New
U
8
UBS
Switzerland
$26.4M +$26.2M +2,443,962 New
Morgan Stanley
9
Morgan Stanley
New York
$19.8M +$19.6M +1,834,332 New
DFG
10
Delphi Financial Group
Delaware
$19.4M +$19.3M +1,800,000 New
Deutsche Bank
11
Deutsche Bank
Germany
$18.1M +$17.9M +1,672,368 New
Bank of New York Mellon
12
Bank of New York Mellon
New York
$17.6M +$17.5M +1,630,961 New
TNBTD
13
Trustmark National Bank Trust Department
Mississippi
$17.3M +$17.1M +1,598,692 New
Citadel Advisors
14
Citadel Advisors
Florida
$16.2M +$16.1M +1,502,327 New
JP Morgan Chase
15
JP Morgan Chase
New York
$15.8M +$15.7M +1,463,247 New
BG
16
BlackRock Group
United Kingdom
$14.3M +$14.1M +1,320,526 New
TCIM
17
TIAA CREF Investment Management
New York
$12.7M +$12.6M +1,180,343 New
Invesco
18
Invesco
Georgia
$12.1M +$12M +1,119,605 New
Ameriprise
19
Ameriprise
Minnesota
$10.7M +$10.6M +990,294 New
BIM
20
BlackRock Investment Management
Delaware
$10.2M +$10.2M +948,478 New
AAM
21
Advisors Asset Management
Colorado
$9.27M +$9.19M +857,988 New
CIA
22
CCM Investment Advisers
South Carolina
$8.72M +$8.65M +807,209 New
Robeco Institutional Asset Management
23
Robeco Institutional Asset Management
Netherlands
$7.23M +$7.17M +669,100 New
SGCIA
24
Smith Graham & Co Investment Advisors
Texas
$7.19M +$7.13M +666,052 New
DCM
25
Dupont Capital Management
Delaware
$7.17M +$7.11M +663,742 New
1
2 3 4 5

PSEC Hedge Fund Activity: Q2 2013 in Review

203 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2013, worth a combined $796M.

Buyers outnumbered sellers: 203 funds opened new PSEC positions and 0 closed out — a net gain of 203 holders — while 0 added to existing stakes and 0 trimmed.

  • 203 institutional investors held Prospect Capital (PSEC) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $796M of Prospect Capital stock for Q2 2013.
  • 203 funds opened new Prospect Capital positions in Q2 2013 and 0 closed out, a net change of +203 holders.

Based on aggregated 13F filings for Q2 2013.