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Prospect Capital

228 hedge funds and large institutions have $205M invested in Prospect Capital in 2022 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 88 increasing their positions, 47 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

206% more call options, than puts

Call options by funds: $8.18M | Put options by funds: $2.67M

87% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 47

61% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 23

6% more funds holding

Funds holding: 216228 (+12)

0.18% more ownership

Funds ownership: 7.36%7.54% (+0.18%)

11% less capital invested

Capital invested by funds: $231M → $205M (-$26.1M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
228
Holders Change
+12
Holders Change %
+5.56%
% of All Funds
3.84%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
37
Increased
88
Reduced
47
Closed
23
Calls
$8.18M
Puts
$2.67M
Net Calls
+$5.51M
Net Calls Change
+$96K
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$24M -$3.86M -502,834 -13%
Legal & General Group
2
Legal & General Group
United Kingdom
$16.5M +$1.5M +195,707 +9%
BlackRock
3
BlackRock
New York
$14.5M +$1.81M +235,091 +13%
LSV Asset Management
4
LSV Asset Management
Illinois
$12.9M -$40.7K -5,300 -0.3%
Morgan Stanley
5
Morgan Stanley
New York
$9.79M -$12.5K -1,622 -0.1%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$8.62M -$874K -113,800 -8%
MC
7
Muzinich & Co
New York
$6.05M -$312K -40,598 -4%
Sumitomo Mitsui Trust Group
8
Sumitomo Mitsui Trust Group
Japan
$6.05M -$312K -40,598 -4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$5.81M -$23.3K -3,032 -0.4%
UBS Group
10
UBS Group
Switzerland
$5.41M -$225K -29,223 -4%
LPL Financial
11
LPL Financial
California
$5.17M +$177K +23,001 +3%
AAM
12
Advisors Asset Management
Colorado
$4.8M -$191K -24,911 -3%
Osaic Holdings
13
Osaic Holdings
Arizona
$4.33M +$574K +74,682 +14%
JMPWA
14
JP Morgan Private Wealth Advisors
California
$4.13M +$405K +52,716 +10%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$3.94M +$1.29M +167,904 +42%
MCM
16
McKinley Capital Management
Alaska
$3.92M +$22.3K +2,898 +0.5%
US Bancorp
17
US Bancorp
Minnesota
$2.76M -$3.27K -425 -0.1%
RJA
18
Raymond James & Associates
Florida
$2.53M +$243K +31,638 +10%
Northern Trust
19
Northern Trust
Illinois
$2.29M +$208K +27,112 +9%
Canada Life
20
Canada Life
Manitoba, Canada
$2.15M +$1.61M +209,180 +215%
DADC
21
D.A. Davidson & Co
Montana
$1.78M +$85.9K +11,185 +5%
JP Morgan Chase
22
JP Morgan Chase
New York
$1.65M +$1.09M +141,635 +150%
XF
23
XML Financial
Maryland
$1.59M +$16.5K +2,148 +1%
DnB Asset Management
24
DnB Asset Management
Norway
$1.57M -$398K -51,835 -19%
KPWS
25
Kestra Private Wealth Services
Texas
$1.56M +$722 +94 +0%

PSEC Hedge Fund Activity: Q2 2022 in Review

228 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2022, worth a combined $205M — down 11% from $231M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PSEC positions and 23 closed out — a net gain of 14 holders — while 88 added to existing stakes and 47 trimmed.

The largest buyer was BlackRock, adding an estimated $1.81M. The largest seller was VanEck Associates, cutting an estimated $3.86M.

  • 228 institutional investors held Prospect Capital (PSEC) as of Q2 2022, up from 216 in Q1 2022.
  • Funds reported $205M of Prospect Capital stock for Q2 2022, down 11% quarter-over-quarter.
  • 37 funds opened new Prospect Capital positions in Q2 2022 and 23 closed out, a net change of +14 holders.
  • The largest Prospect Capital buyer in Q2 2022 was BlackRock, an estimated $1.81M added.
  • The largest Prospect Capital seller in Q2 2022 was VanEck Associates, an estimated $3.86M sold.

Based on aggregated 13F filings for Q2 2022.