D.A. Davidson & Co’s Prospect Capital PSEC Stock Holding History

D.A. Davidson & Co’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-351,494	Closed	-$1.12M	–	1580
2025 Q2	$1.12M	Buy	351,494 +4,613	+1%	+$16K	0.01%	775
2025 Q1	$1.42M	Buy	346,881 +4,050	+1%	+$17.4K	0.01%	671
2024 Q4	$1.48M	Buy	342,831 +43,753	+15%	+$210K	0.01%	652
2024 Q3	$1.6M	Buy	299,078 +7,641	+3%	+$40.5K	0.01%	622
2024 Q2	$1.61M	Buy	291,437 +12,125	+4%	+$66.6K	0.01%	589
2024 Q1	$1.54M	Sell	279,312 -2,445	-0.9%	-$14.1K	0.01%	599
2023 Q4	$1.69M	Buy	281,757 +4,996	+2%	+$28.8K	0.02%	548
2023 Q3	$1.67M	Buy	276,761 +6,752	+3%	+$42.1K	0.02%	522
2023 Q2	$1.67M	Sell	270,009 -387	-0.1%	-$2.49K	0.02%	532
2023 Q1	$1.88M	Buy	270,396 +13,790	+5%	+$100K	0.02%	481
2022 Q4	$1.79M	Sell	256,606 -72	-0%	-$518	0.02%	464
2022 Q3	$1.59M	Buy	256,678 +1,966	+0.8%	+$14.7K	0.02%	461
2022 Q2	$1.78M	Buy	254,712 +11,185	+5%	+$85.9K	0.02%	450
2022 Q1	$2.02M	Sell	243,527 -8,465	-3%	-$70.5K	0.02%	457
2021 Q4	$2.12M	Buy	251,992 +7,268	+3%	+$61.2K	0.02%	443
2021 Q3	$1.88M	Buy	244,724 +34,531	+16%	+$278K	0.02%	446
2021 Q2	$1.76M	Buy	210,193 +37,993	+22%	+$318K	0.02%	467
2021 Q1	$1.32M	Buy	172,200 +18,500	+12%	+$128K	0.02%	512
2020 Q4	$832K	Buy	153,700 +10,356	+7%	+$54.5K	0.01%	554
2020 Q3	$721K	Buy	143,344 +13,827	+11%	+$69.5K	0.01%	527
2020 Q2	$662K	Buy	129,517 +48,904	+61%	+$229K	0.01%	531
2020 Q1	$343K	Buy	80,613 +46,389	+136%	+$274K	0.01%	685
2019 Q4	$220K	Sell	34,224 -2,622	-7%	-$17.1K	﹤0.01%	930
2019 Q3	$243K	Sell	36,846 -13	-0%	-$86	﹤0.01%	853
2019 Q2	$241K	Sell	36,859 -284	-0.8%	-$1.88K	﹤0.01%	842
2019 Q1	$242K	Buy	37,143 +817	+2%	+$5.43K	﹤0.01%	969
2018 Q4	$229K	Buy	36,326 +4,470	+14%	+$30.2K	﹤0.01%	919
2018 Q3	$234K	Sell	31,856 -1,086	-3%	-$7.68K	﹤0.01%	1012
2018 Q2	$221K	Sell	32,942 -3,167	-9%	-$21K	﹤0.01%	996
2018 Q1	$237K	Sell	36,109 -1,216	-3%	-$8.12K	﹤0.01%	938
2017 Q4	$252K	Sell	37,325 -14,963	-29%	-$97.6K	0.01%	917
2017 Q3	$351K	Sell	52,288 -4,725	-8%	-$35.4K	0.01%	787
2017 Q2	$462K	Buy	57,013 +753	+1%	+$6.46K	0.01%	659
2017 Q1	$508K	Buy	56,260 +672	+1%	+$6.02K	0.01%	603
2016 Q4	$464K	Buy	55,588 +3,551	+7%	+$28.5K	0.01%	675
2016 Q3	$421K	Buy	52,037 +14,090	+37%	+$116K	0.01%	691
2016 Q2	$296K	Buy	37,947 +37	+0.1%	+$279	0.01%	713
2016 Q1	$275K	Buy	37,910 +43	+0.1%	+$286	0.01%	720
2015 Q4	$264K	Buy	37,867 +2,011	+6%	+$14.6K	0.01%	750
2015 Q3	$255K	Sell	35,856 -965	-3%	-$7.18K	0.01%	734
2015 Q2	$271K	Sell	36,821 -1,872	-5%	-$15K	0.01%	753
2015 Q1	$326K	Buy	38,693 +1,158	+3%	+$9.89K	0.01%	709
2014 Q4	$310K	Buy	37,535 +98	+0.3%	+$904	0.01%	716
2014 Q3	$370K	Sell	37,437 -1,407	-4%	-$14.8K	0.01%	668
2014 Q2	$412K	Sell	38,844 -1,001	-3%	-$10.4K	0.01%	647
2014 Q1	$430K	Buy	39,845 +95	+0.2%	+$1.05K	0.02%	643
2013 Q4	$445K	Buy	39,750 +605	+2%	+$6.81K	0.02%	613
2013 Q3	$437K	Sell	39,145 -886	-2%	-$9.84K	0.02%	532
2013 Q2	$432K	Buy	+40,031	New	+$429K	0.02%	514

Other funds holding PSEC

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GJL

Gendell Jeffrey L $7.34B AUM 183.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

D.A. Davidson & Co's PSEC Position: Q3 2025 in Review

D.A. Davidson & Co sold out of Prospect Capital (PSEC) in Q3 2025, closing a stake of 351,494 shares — an estimated $1.12M sold.

D.A. Davidson & Co first reported a position in PSEC in Q2 2013 and held it in 49 quarters. The position peaked at $2.12M in Q4 2021. 227 funds tracked by Wall St. Rank hold PSEC as of Q3 2025.

D.A. Davidson & Co reported no remaining Prospect Capital position as of Q3 2025 after selling out during the quarter.
D.A. Davidson & Co sold 351,494 Prospect Capital shares in Q3 2025, an estimated $1.12M.
D.A. Davidson & Co first reported a position in Prospect Capital in Q2 2013 and held it in 49 quarters.
D.A. Davidson & Co's Prospect Capital position peaked at $2.12M in Q4 2021.
227 funds tracked by Wall St. Rank held Prospect Capital as of Q3 2025.

Based on D.A. Davidson & Co's 13F filing for Q3 2025, filed 22 Oct 2025.