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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

Holders
232
Holders Change
–
Holders Change %
0%
% of All Funds
3.7%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$29.6M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$5.08M
3
CANY
3
Caxton Associates (New York)
New York
$1.43M
4
Northern Trust
4
Northern Trust
Illinois
$3.51M
5
JF
5
Jump Financial
Illinois
$964K

Top Sellers

1
BlackRock
1
BlackRock
New York
$7.52M
2
CSS
2
Cubist Systematic Strategies
Connecticut
$0
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$1.67M
4
MC
4
Muzinich & Co
New York
$1.67M
5
Balyasny Asset Management
5
Balyasny Asset Management
Illinois
$71.7K
Name Market Value Shares Shares
Change 		Shares
Change %
YDMI
1
Y.D. More Investments
Israel
$31.8M 1,273,209 – –
VanEck Associates
2
VanEck Associates
New York
$29.6M 4,884,389 +360,385 +8%
Legal & General Group
3
Legal & General Group
United Kingdom
$17.9M 2,954,370 +7,408 +0.3%
Morgan Stanley
4
Morgan Stanley
New York
$11.2M 1,856,990 +101,731 +6%
LSV Asset Management
5
LSV Asset Management
Illinois
$10.5M 1,737,254 +24,200 +1%
XF
6
XML Financial
Maryland
$8.38M 1,384,395 +59,551 +4%
BlackRock
7
BlackRock
New York
$7.52M 1,243,630 -378,436 -23%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$5.63M 930,603 +19,797 +2%
LPL Financial
9
LPL Financial
California
$5.44M 899,525 +39,210 +5%
Osaic Holdings
10
Osaic Holdings
Arizona
$5.08M 839,302 +200,784 +31%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$4.79M 791,903 +41,546 +6%
AAM
12
Advisors Asset Management
Colorado
$3.72M 614,524 +40,375 +7%
PWS
13
Paragon Wealth Strategies
Florida
$3.59M 593,101 +4,641 +0.8%
Northern Trust
14
Northern Trust
Illinois
$3.51M 579,739 +164,471 +40%
JPMPWA
15
J.P. Morgan Private Wealth Advisors
California
$3.44M 567,771 +7,431 +1%
Qube Research & Technologies (QRT)
16
Qube Research & Technologies (QRT)
United Kingdom
$2.81M 464,374 +100,982 +28%
MCM
17
McKinley Capital Management
Alaska
$2.58M 426,654 -23,763 -5%
Group One Trading
18
Group One Trading
Illinois
$2.54M 419,803 +57,677 +16%
RJA
19
Raymond James & Associates
Florida
$2.41M 398,977 -594 -0.1%
UBS Group
20
UBS Group
Switzerland
$2.35M 389,074 +18,588 +5%
US Bancorp
21
US Bancorp
Minnesota
$1.75M 290,066 -3,691 -1%
Canada Life
22
Canada Life
Manitoba, Canada
$1.73M 285,251 +10,377 +4%
DADC
23
D.A. Davidson & Co
Montana
$1.67M 276,761 +6,752 +3%
Sumitomo Mitsui Trust Group
24
Sumitomo Mitsui Trust Group
Japan
$1.67M 275,474 -266,280 -49%
MC
25
Muzinich & Co
New York
$1.67M 275,474 -266,280 -49%
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