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Prospect Capital
PSEC

Overview Fund Activity

235 hedge funds and large institutions have $993M invested in Prospect Capital in 2013 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 122 increasing their positions, 53 reducing their positions, and 20 closing their positions.

Holders
235
Holders Change
+16
Holders Change %
+7.31%
% of All Funds
6.83%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.12%
New
38
Increased
122
Reduced
53
Closed
20
Calls
$1.26M
Puts
$2.52M
Net Calls
-$1.26M
Net Calls Change
+$176K

Top Buyers

1
DFG
1
Delphi Financial Group
Delaware
$35.2M
2
CNB
2
City National Bank
California
$21.1M
3
BFA
3
BlackRock Fund Advisors
California
$173M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$12.2M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$10.5M

Top Sellers

1
KeyBank National Association
1
KeyBank National Association
Ohio
$1.44M
2
Deutsche Bank
2
Deutsche Bank
Germany
$12.5M
3
CIBC World Market
3
CIBC World Market
Ontario, Canada
$0
4
PFC
4
Phocas Financial Corp
California
$0
5
MPM
5
Meritage Portfolio Management
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BFA
1
BlackRock Fund Advisors
California
$173M 15,377,573 +1,565,039 +11%
State Street
2
State Street
Massachusetts
$60.5M 5,390,744 +504,863 +10%
Northern Trust
3
Northern Trust
Illinois
$50M 4,456,825 +227,617 +5%
Vanguard Group
4
Vanguard Group
Pennsylvania
$46.7M 4,157,731 +596,875 +17%
BIT
5
BlackRock Institutional Trust
California
$39M 3,473,425 +10,507 +0.3%
DFG
6
Delphi Financial Group
Delaware
$35.2M 3,139,036 +2,189,036 +230%
U
7
UBS
Switzerland
$34.1M 3,040,491 +257,217 +9%
Morgan Stanley
8
Morgan Stanley
New York
$24.4M 2,176,716 -97,480 -4%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$24.2M 2,160,485 +241,233 +13%
CNB
10
City National Bank
California
$21.1M 1,881,407 +1,793,407 +2,038%
Principal Financial Group
11
Principal Financial Group
Iowa
$19.5M 1,736,424 +255,492 +17%
BG
12
BlackRock Group
United Kingdom
$18.3M 1,630,973 +122,776 +8%
TNBTD
13
Trustmark National Bank Trust Department
Mississippi
$16.3M 1,448,692 -150,000 -9%
TCIM
14
TIAA CREF Investment Management
New York
$15.1M 1,349,456 +128,145 +10%
Citadel Advisors
15
Citadel Advisors
Florida
$14.2M 1,262,081 +136,204 +12%
Invesco
16
Invesco
Georgia
$13.9M 1,237,173 +89,652 +8%
Ameriprise
17
Ameriprise
Minnesota
$12.7M 1,133,860 +126,836 +13%
Deutsche Bank
18
Deutsche Bank
Germany
$12.5M 1,111,774 -320,930 -22%
BIM
19
BlackRock Investment Management
Delaware
$12.3M 1,095,175 +56,015 +5%
Two Sigma Investments
20
Two Sigma Investments
New York
$12.2M 1,091,452 +1,091,452 New
JPMorgan Chase & Co
21
JPMorgan Chase & Co
New York
$11.7M 1,044,432 -68,736 -6%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$10.5M 937,707 +905,589 +2,820%
AAM
23
Advisors Asset Management
Colorado
$10.2M 912,988 -111,280 -11%
YMRC
24
Yorktown Management & Research Company
Virginia
$10.1M 900,000 – –
Public Sector Pension Investment Board (PSP Investments)
25
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$7.76M 691,836 +67,100 +11%
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