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Prospect Capital
PSEC

216 hedge funds and large institutions have $294M invested in Prospect Capital in 2018 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 58 increasing their positions, 70 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 27

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

0.81% less ownership

Funds ownership: 12.91% → 12.1% (-0.81%)

1% less funds holding

Funds holding: 218 → 216 (-2)

4% less capital invested

Capital invested by funds: $306M → $294M (-$11.4M)

17% less repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 70

71% less call options, than puts

Call options by funds: $7.69M | Put options by funds: $26.1M

Holders
216
Holders Change
-2
Holders Change %
-0.92%
% of All Funds
4.95%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
28
Increased
58
Reduced
70
Closed
27
Calls
$7.69M
Puts
$26.1M
Net Calls
-$18.4M
Net Calls Change
-$87K

Top Buyers

1
Millennium Management
Millennium Management
New York
+$5.81M
2
Deutsche Bank
Deutsche Bank
Germany
+$3.15M
3
Invesco
Invesco
Georgia
+$2.13M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$1.71M
5
NAM
Nissay Asset Management
Japan
+$1.02M

Top Sellers

1
MC
Muzinich & Co
New York
-$8.84M
2
Citadel Advisors
Citadel Advisors
Florida
-$5.9M
3
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
-$3.95M
4
Allianz Asset Management
Allianz Asset Management
Germany
-$3.86M
5
PMLI
Penn Mutual Life Insurance
Pennsylvania
-$2.48M
Name Holding Trade Value Shares
Change 		Change in
Stake
MC
1
Muzinich & Co
New York
$41.2M -$8.84M -1,330,390 -18%
LSV Asset Management
2
LSV Asset Management
Illinois
$33.1M +$749K +112,725 +2%
Invesco
3
Invesco
Georgia
$15.9M +$2.13M +320,507 +16%
VanEck Associates
4
VanEck Associates
New York
$14.4M +$647K +97,381 +5%
UBS Group
5
UBS Group
Switzerland
$13.4M +$351K +52,797 +3%
Deutsche Bank
6
Deutsche Bank
Germany
$11.8M +$3.15M +473,695 +37%
Morgan Stanley
7
Morgan Stanley
New York
$11.2M -$1.03M -154,590 -8%
BlackRock
8
BlackRock
New York
$10.1M -$2.29M -344,214 -19%
Legal & General Group
9
Legal & General Group
United Kingdom
$9.49M +$425K +63,955 +5%
Millennium Management
10
Millennium Management
New York
$6.89M +$5.81M +873,922 +572%
MCM
11
McKinley Capital Management
Alaska
$5.76M +$198K +29,854 +4%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$5.4M -$832K -125,250 -13%
Two Sigma Investments
13
Two Sigma Investments
New York
$5.26M +$963K +144,837 +23%
CP
14
Camelot Portfolios
Ohio
$5.06M -$156K -23,401 -3%
QOP
15
Quinn Opportunity Partners
Virginia
$4.86M +$33.2K +5,000 +0.7%
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$4.78M -$219K -32,900 -4%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$4.29M -$245K -36,939 -5%
GC
18
Guggenheim Capital
Illinois
$3.56M -$152K -22,825 -4%
JMPWA
19
JP Morgan Private Wealth Advisors
California
$3.3M +$470K +70,760 +17%
USAA
20
United Services Automobile Association
Texas
$2.88M -$698K -105,000 -20%
AG
21
Advisor Group
Arizona
$2.86M +$7.6K +1,143 +0.3%
LPL Financial
22
LPL Financial
California
$2.8M +$235K +35,331 +9%
NAM
23
Nissay Asset Management
Japan
$2.75M +$1.02M +153,071 +60%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$2.37M – – –
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$2.24M -$77.1K -11,605 -3%
1
2 3 4 5

PSEC Hedge Fund Activity: Q2 2018 in Review

216 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2018, worth a combined $294M — down 3.7% from $306M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new PSEC positions and 27 closed out — a net gain of 1 holder — while 58 added to existing stakes and 70 trimmed.

The largest buyer was Millennium Management, adding an estimated $5.81M. The largest seller was Muzinich & Co, cutting an estimated $8.84M.

  • 216 institutional investors held Prospect Capital (PSEC) as of Q2 2018, down from 218 in Q1 2018.
  • Funds reported $294M of Prospect Capital stock for Q2 2018, down 3.7% quarter-over-quarter.
  • 28 funds opened new Prospect Capital positions in Q2 2018 and 27 closed out, a net change of +1 holder.
  • The largest Prospect Capital buyer in Q2 2018 was Millennium Management, an estimated $5.81M added.
  • The largest Prospect Capital seller in Q2 2018 was Muzinich & Co, an estimated $8.84M sold.

Based on aggregated 13F filings for Q2 2018.