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Rivernorth Capital Management’s Prospect Capital PSEC Stock Holding History

Rivernorth Capital Management’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q2 		– Sell
-83,428
Closed -$705K – 184
2015
Q1 		$705K Sell
83,428
-1,014,063
-92% -$8.66M 0.05% 160
2014
Q4 		$9.06M Buy
1,097,491
+1,060,291
+2,850% +$9.78M 0.6% 58
2014
Q3 		$368K Buy
+37,200
New +$392K 0.03% 161

Other funds holding PSEC

UBS Group
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Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
BG
BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Rivernorth Capital Management's PSEC Position: Q2 2015 in Review

Rivernorth Capital Management sold out of Prospect Capital (PSEC) in Q2 2015, closing a stake of 83,428 shares — an estimated $705K sold.

Rivernorth Capital Management first reported a position in PSEC in Q3 2014 and held it in 3 quarters. The position peaked at $9.06M in Q4 2014. 204 funds tracked by Wall St. Rank hold PSEC as of Q2 2015.

  • Rivernorth Capital Management reported no remaining Prospect Capital position as of Q2 2015 after selling out during the quarter.
  • Rivernorth Capital Management sold 83,428 Prospect Capital shares in Q2 2015, an estimated $705K.
  • Rivernorth Capital Management first reported a position in Prospect Capital in Q3 2014 and held it in 3 quarters.
  • Rivernorth Capital Management's Prospect Capital position peaked at $9.06M in Q4 2014.
  • 204 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2015.

Based on Rivernorth Capital Management's 13F filing for Q2 2015, filed 14 Aug 2015.