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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$19.8M -$1.78M -238,443 -7%
Legal & General Group
2
Legal & General Group
United Kingdom
$15.6M +$1.24M +165,445 +7%
BlackRock
3
BlackRock
New York
$13M +$245K +32,850 +2%
LSV Asset Management
4
LSV Asset Management
Illinois
$11.4M -$38.1K -5,100 -0.3%
Morgan Stanley
5
Morgan Stanley
New York
$9.34M +$782K +104,732 +7%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$6.03M -$1.95M -260,600 -21%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$5.45M +$352K +47,096 +6%
LPL Financial
8
LPL Financial
California
$4.94M +$420K +56,213 +8%
AAM
9
Advisors Asset Management
Colorado
$4.51M +$307K +41,050 +6%
MC
10
Muzinich & Co
New York
$3.79M -$1.9M -253,743 -29%
Sumitomo Mitsui Trust Group
11
Sumitomo Mitsui Trust Group
Japan
$3.79M -$1.9M -253,743 -29%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$3.76M +$325K +43,541 +8%
JMPWA
13
JP Morgan Private Wealth Advisors
California
$3.43M -$272K -36,426 -6%
MCM
14
McKinley Capital Management
Alaska
$3.37M -$135K -18,010 -3%
Osaic Holdings
15
Osaic Holdings
Arizona
$3.35M -$587K -78,594 -13%
Northern Trust
16
Northern Trust
Illinois
$2.97M +$1.13M +151,228 +46%
UBS Group
17
UBS Group
Switzerland
$2.55M -$2.71M -362,452 -47%
RJA
18
Raymond James & Associates
Florida
$2.5M +$313K +41,923 +12%
US Bancorp
19
US Bancorp
Minnesota
$2.26M -$231K -30,938 -8%
XF
20
XML Financial
Maryland
$2.18M +$927K +124,085 +55%
Canada Life
21
Canada Life
Manitoba, Canada
$1.94M +$46.9K +6,276 +2%
DADC
22
D.A. Davidson & Co
Montana
$1.59M +$14.7K +1,966 +0.8%
KPWS
23
Kestra Private Wealth Services
Texas
$1.34M -$45.7K -6,116 -3%
IAIM
24
International Assets Investment Management
Florida
$1.33M -$285K -38,146 -15%
DnB Asset Management
25
DnB Asset Management
Norway
$1.32M -$86.9K -11,628 -5%