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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$50.7M -$8.95M -1,113,865 -14%
Deutsche Bank
2
Deutsche Bank
Germany
$31.2M +$13.3M +1,650,538 +64%
Morgan Stanley
3
Morgan Stanley
New York
$21M +$3.19M +397,724 +16%
AAM
4
Advisors Asset Management
Colorado
$16.2M -$705K -87,742 -4%
MC
5
Muzinich & Co
New York
$14.6M +$1.61M +200,993 +11%
BG
6
BlackRock Group
United Kingdom
$13.5M -$467K -58,161 -3%
LPL Financial
7
LPL Financial
California
$12.5M -$363K -45,191 -3%
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$10.6M +$11.3M +1,402,000 +4,461%
Two Sigma Investments
9
Two Sigma Investments
New York
$9.13M +$9.96M +1,239,366 New
Wellington Management Group
10
Wellington Management Group
Massachusetts
$8.25M
PAM
11
PVG Asset Management
Colorado
$7.99M -$161K -20,058 -2%
TNBTD
12
Trustmark National Bank Trust Department
Mississippi
$7.82M
Invesco
13
Invesco
Georgia
$7.47M -$125K -15,521 -2%
AFG
14
American Financial Group
Ohio
$7.37M
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$7.12M +$4.91M +611,750 +173%
Citadel Advisors
16
Citadel Advisors
Florida
$7.03M +$2.97M +369,588 +63%
CS
17
Credit Suisse
Switzerland
$6.79M +$1.6M +199,435 +28%
Bank of America
18
Bank of America
North Carolina
$6.45M +$126K +15,637 +2%
VanEck Associates
19
VanEck Associates
New York
$6.33M +$1.37M +170,295 +25%
JMPWA
20
JP Morgan Private Wealth Advisors
California
$6.17M +$3.01M +375,218 +81%
Citigroup
21
Citigroup
New York
$5.54M +$3.19M +396,533 +112%
USAA
22
United Services Automobile Association
Texas
$4.82M +$402K +50,000 +8%
LSV Asset Management
23
LSV Asset Management
Illinois
$4.68M +$1.08M +135,000 +27%
MGAM
24
McGowan Group Asset Management
Texas
$4.46M +$115K +14,357 +2%
BC
25
Barnett & Company
Tennessee
$4.41M -$168K -20,975 -3%