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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$24M -$3.86M -502,834 -13%
Legal & General Group
2
Legal & General Group
United Kingdom
$16.5M +$1.5M +195,707 +9%
BlackRock
3
BlackRock
New York
$14.5M +$1.81M +235,091 +13%
LSV Asset Management
4
LSV Asset Management
Illinois
$12.9M -$40.7K -5,300 -0.3%
Morgan Stanley
5
Morgan Stanley
New York
$9.79M -$12.5K -1,622 -0.1%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$8.62M -$874K -113,800 -8%
MC
7
Muzinich & Co
New York
$6.05M -$312K -40,598 -4%
Sumitomo Mitsui Trust Group
8
Sumitomo Mitsui Trust Group
Japan
$6.05M -$312K -40,598 -4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$5.81M -$23.3K -3,032 -0.4%
UBS Group
10
UBS Group
Switzerland
$5.41M -$225K -29,223 -4%
LPL Financial
11
LPL Financial
California
$5.17M +$177K +23,001 +3%
AAM
12
Advisors Asset Management
Colorado
$4.8M -$191K -24,911 -3%
Osaic Holdings
13
Osaic Holdings
Arizona
$4.33M +$574K +74,682 +14%
JMPWA
14
JP Morgan Private Wealth Advisors
California
$4.13M +$405K +52,716 +10%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$3.94M +$1.29M +167,904 +42%
MCM
16
McKinley Capital Management
Alaska
$3.92M +$22.3K +2,898 +0.5%
US Bancorp
17
US Bancorp
Minnesota
$2.76M -$3.27K -425 -0.1%
RJA
18
Raymond James & Associates
Florida
$2.53M +$243K +31,638 +10%
Northern Trust
19
Northern Trust
Illinois
$2.29M +$208K +27,112 +9%
Canada Life
20
Canada Life
Manitoba, Canada
$2.15M +$1.61M +209,180 +215%
DADC
21
D.A. Davidson & Co
Montana
$1.78M +$85.9K +11,185 +5%
JP Morgan Chase
22
JP Morgan Chase
New York
$1.65M +$1.09M +141,635 +150%
XF
23
XML Financial
Maryland
$1.59M +$16.5K +2,148 +1%
DnB Asset Management
24
DnB Asset Management
Norway
$1.57M -$398K -51,835 -19%
KPWS
25
Kestra Private Wealth Services
Texas
$1.56M +$722 +94 +0%