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Prospect Capital
PSEC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
VanEck Associates
1
VanEck Associates
New York
USD 24 M -USD 3.86 M -502,834 -13%
Legal & General Group
2
Legal & General Group
United Kingdom
USD 16.5 M +USD 1.5 M +195,707 +9%
BlackRock
3
BlackRock
New York
USD 14.5 M +USD 1.81 M +235,091 +13%
LSV Asset Management
4
LSV Asset Management
Illinois
USD 12.9 M -USD 40.7 k -5,300 -0.3%
Morgan Stanley
5
Morgan Stanley
New York
USD 9.8 M -USD 12.5 k -1,622 -0.1%
Two Sigma Advisers
6
Two Sigma Advisers
New York
USD 8.62 M -USD 874 k -113,800 -8%
Muzinich & Co
7
Muzinich & Co
New York
USD 6.05 M -USD 312 k -40,598 -4%
Sumitomo Mitsui Trust Group
8
Sumitomo Mitsui Trust Group
Japan
USD 6.05 M -USD 312 k -40,598 -4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
USD 5.81 M -USD 23.3 k -3,032 -0.4%
UBS Group
10
UBS Group
Switzerland
USD 5.41 M -USD 225 k -29,223 -4%
LPL Financial
11
LPL Financial
California
USD 5.17 M +USD 177 k +23,001 +3%
Advisors Asset Management
12
Advisors Asset Management
Colorado
USD 4.8 M -USD 191 k -24,911 -3%
Osaic Holdings
13
Osaic Holdings
Arizona
USD 4.32 M +USD 574 k +74,682 +14%
JP Morgan Private Wealth Advisors
14
JP Morgan Private Wealth Advisors
California
USD 4.13 M +USD 405 k +52,716 +10%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
USD 3.94 M +USD 1.29 M +167,904 +42%
MCM
16
McKinley Capital Management
Alaska
USD 3.92 M +USD 22.3 k +2,898 +0.5%
US Bancorp
17
US Bancorp
Minnesota
USD 2.76 M -USD 3.26 k -425 -0.1%
Raymond James & Associates
18
Raymond James & Associates
Florida
USD 2.53 M +USD 243 k +31,638 +10%
Northern Trust
19
Northern Trust
Illinois
USD 2.29 M +USD 208 k +27,112 +9%
Canada Life
20
Canada Life
Manitoba, Canada
USD 2.15 M +USD 1.61 M +209,180 +215%
D.A. Davidson & Co
21
D.A. Davidson & Co
Montana
USD 1.78 M +USD 85.9 k +11,185 +5%
JP Morgan Chase
22
JP Morgan Chase
New York
USD 1.65 M +USD 1.09 M +141,635 +150%
XML Financial
23
XML Financial
Maryland
USD 1.59 M +USD 16.5 k +2,148 +1%
DnB Asset Management
24
DnB Asset Management
Norway
USD 1.57 M -USD 398 k -51,835 -19%
Kestra Private Wealth Services
25
Kestra Private Wealth Services
Texas
USD 1.56 M +USD 722 +94 +0%
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