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Prospect Capital
PSEC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
UBS
1
UBS
Switzerland
USD 59.9 M +USD 17 M +1,634,114 +41%
City National Bank
2
City National Bank
Delaware
USD 46.7 M +USD 7.04 M +677,186 +18%
Morgan Stanley
3
Morgan Stanley
New York
USD 40.6 M +USD 15.5 M +1,492,405 +64%
Northern Trust
4
Northern Trust
Illinois
USD 26.4 M -USD 20.9 M -2,012,503 -45%
Deutsche Bank
5
Deutsche Bank
Germany
USD 21.3 M +USD 9.24 M +889,084 +80%
Bank of America
6
Bank of America
North Carolina
USD 19.6 M +USD 9.11 M +876,346 +90%
Invesco
7
Invesco
Georgia
USD 18.3 M +USD 1.67 M +160,959 +10%
BlackRock Group
8
BlackRock Group
United Kingdom
USD 17.3 M -USD 2.67 M -256,887 -14%
Advisors Asset Management
9
Advisors Asset Management
Colorado
USD 16.5 M +USD 3.63 M +349,684 +29%
Varde Management
10
Varde Management
Minnesota
USD 15.4 M +USD 15.1 M +1,450,000 Nuevas
Trustmark National Bank Trust Department
11
Trustmark National Bank Trust Department
Mississippi
USD 15.4 M – – –
Citigroup
12
Citigroup
New York
USD 14.7 M +USD 7.82 M +752,604 +120%
Paloma Partners
13
Paloma Partners
Connecticut
USD 14.3 M +USD 13.2 M +1,269,739 +1,728%
Citadel Advisors
14
Citadel Advisors
Florida
USD 11.4 M -USD 4.46 M -429,111 -29%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
USD 11.3 M +USD 9.7 M +935,913 +734%
Delphi Financial Group
16
Delphi Financial Group
Delaware
USD 11.1 M -USD 18.1 M -1,738,670 -62%
Yorktown Management & Research Company
17
Yorktown Management & Research Company
Virginia
USD 9.6 M – – –
Robeco Institutional Asset Management
18
Robeco Institutional Asset Management
Netherlands
USD 9.04 M +USD 247 k +23,739 +3%
LMR Partners
19
LMR Partners
United Kingdom
USD 8.05 M -USD 6.22 M -598,695 -44%
Credit Suisse
20
Credit Suisse
Switzerland
USD 7.48 M +USD 3.2 M +308,106 +78%
TFMS
21
Trust & Fiduciary Management Services
Massachusetts
USD 7.43 M +USD 1.25 M +120,458 +21%
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
USD 7.28 M +USD 970 k +93,303 +16%
AQR Capital Management
23
AQR Capital Management
Connecticut
USD 6.89 M +USD 4.67 M +449,600 +226%
United Services Automobile Association
24
United Services Automobile Association
Texas
USD 6.42 M +USD 6.28 M +604,000 Nuevas
Goldman Sachs
25
Goldman Sachs
New York
USD 5.99 M +USD 4.89 M +470,691 +507%
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