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Prospect Capital
PSEC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
UBS
1
UBS
Switzerland
USD 53.5 M -USD 2.43 M -230,799 -4%
City National Bank
2
City National Bank
Delaware
USD 50.5 M +USD 7.38 M +700,018 +16%
Morgan Stanley
3
Morgan Stanley
New York
USD 21.8 M -USD 17.1 M -1,622,609 -42%
Advisors Asset Management
4
Advisors Asset Management
Colorado
USD 21.5 M +USD 6.49 M +615,082 +40%
BlackRock Group
5
BlackRock Group
United Kingdom
USD 16 M -USD 213 k -20,209 -1%
Invesco
6
Invesco
Georgia
USD 14.4 M -USD 2.84 M -268,833 -16%
Varde Management
7
Varde Management
Minnesota
USD 14.4 M – – –
Bank of America
8
Bank of America
North Carolina
USD 12 M -USD 6.67 M -632,880 -34%
Trustmark National Bank Trust Department
9
Trustmark National Bank Trust Department
Mississippi
USD 10.5 M -USD 4.09 M -388,225 -27%
Goldman Sachs
10
Goldman Sachs
New York
USD 9.7 M +USD 4.36 M +413,751 +73%
TFMS
11
Trust & Fiduciary Management Services
Massachusetts
USD 9.5 M +USD 2.79 M +264,207 +38%
Robeco Institutional Asset Management
12
Robeco Institutional Asset Management
Netherlands
USD 8.43 M – – –
Deutsche Bank
13
Deutsche Bank
Germany
USD 7.66 M -USD 13 M -1,229,113 -61%
Amundi Asset Management US
14
Amundi Asset Management US
Massachusetts
USD 7.07 M +USD 7.54 M +714,572 Nuevas
Millennium Management
15
Millennium Management
New York
USD 6.76 M +USD 3.15 M +298,556 +78%
LSV Asset Management
16
LSV Asset Management
Illinois
USD 6.02 M +USD 1.59 M +150,300 +33%
United Services Automobile Association
17
United Services Automobile Association
Texas
USD 5.98 M – – –
Barnett & Company
18
Barnett & Company
Tennessee
USD 5.63 M +USD 4.22 M +400,380 +238%
State Street
19
State Street
Massachusetts
USD 5 M -USD 543 k -51,444 -9%
Selway Asset Management
20
Selway Asset Management
USD 4.49 M -USD 943 k -89,425 -16%
Guggenheim Capital
21
Guggenheim Capital
Illinois
USD 4.41 M -USD 546 k -51,765 -10%
Camelot Portfolios
22
Camelot Portfolios
Ohio
USD 4.05 M +USD 429 k +40,657 +11%
VanEck Associates
23
VanEck Associates
New York
USD 3.9 M +USD 216 k +20,517 +5%
HighTower Advisors
24
HighTower Advisors
Illinois
USD 3.85 M +USD 224 k +21,230 +6%
American International Group
25
American International Group
New York
USD 3.73 M +USD 875 k +82,946 +28%
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